| 20-02130 | 05/07/2021 | Claimant(s): John Distefano
Claimant Lawyers(s): Jennifer Farrar
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Robert S. Baran
Hearing Site: Kansas City, MO
| | |
| 20-01215 | 12/16/2020 | Claimant(s): Michael Schwartz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
| | |
| 19-01592 | 07/29/2020 | Claimant(s): Brian Btesh
Claimant Lawyers(s): Frances Menzer
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): James M. Scutti
Hearing Site: Boca Raton, FL
| | |
| 19-03695 | 07/28/2020 | Claimant(s): Timothy McGrath
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
| | |
| 19-01623 | 04/24/2020 | Claimant(s): Eric Raether
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Michael S. Matek
Hearing Site: Milwaukee, WI
| | |
| 19-02398 | 02/26/2020 | Claimant(s): Reed Finney
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
| | |
| 18-00933 | 11/28/2018 | Claimant(s): William Byron
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
| | |
| 18-00923 | 09/17/2018 | Claimant(s): Michael Halloran
Claimant Lawyers(s): Michael P. Tomlinson
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Richard R. Logsdon
Hearing Site: Jacksonville, FL
| | |
| 13-02875 | 06/05/2015 | Claimant(s): Christopher Wright
Claimant Lawyers(s): David B. Helms
Respondent(s): Northwestern Mutual Investment Services,, Northwestern Mutual Life Insurance Co.
Respondent Lawyers(s): Stefan R. Dandelles
Arbitrator(s): Gerald Cohen, Joseph V. Simeri, Julie L. DeWitt
Hearing Site: St. Louis, MO
| | |
| 13-03378 | 05/30/2014 | Claimant(s): Brian Ricks
Claimant Lawyers(s): Brian D. Ricks
Respondent(s): Michael Demaria, Northwestern Mutual Investment Services,
Respondent Lawyers(s): Jim Grady, Louis H. Castoria
Arbitrator(s): Robin Lynn Berry
Hearing Site: San Francisco, CA
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