| 12-04136 | 08/13/2013 | Claimant(s): Jack Mac Phail Roth IRA, Jack Mac Phail Traditional IRA, Jack Mac Phail Trust Account
Claimant Lawyers(s): Jack Mac Phail
Respondent(s): Charles Schwab & Co.., Robert Tyer, Stephanie Spicer
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
|  | $0 |
| 13-00200 | 07/15/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Pylar Pinkston
Respondent Lawyers(s): Pylar Siria Pinkston
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 11-02651 | 06/19/2013 | Claimant(s): Southwest Securities.
Claimant Lawyers(s): Richard D. Pullman
Respondent(s): Bruce Lewin
Respondent Lawyers(s): Bruce Lewin
Arbitrator(s): Donald Vincent Enright, G. Maynard Green, C. Sumpter Logan
Hearing Site: Dallas, TX
| | |
| 12-00177 | 03/06/2013 | Claimant(s): Charles Caughern, IRA FBO Charles D. Caughern
Claimant Lawyers(s): Wayne M. Whitaker
Respondent(s): Lavon Williams
Respondent Lawyers(s): Charles B. Goodwin
Arbitrator(s): Robert Steven Haught, Rowland Denman, G. Maynard Green
Hearing Site: Oklahoma City, OK
| | $0 |
| 11-03706 | 02/22/2013 | Claimant(s): Bernard Malone, Mary Malone
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Donald Hodges, First Dallas Securities Incorporated
Respondent Lawyers(s): N. Henry Simpson
Arbitrator(s): G. Maynard Green, Russell H Hairston, James Douglas Haigh
Hearing Site: Dallas, TX
| | $0 |
| 12-00413 | 02/05/2013 | Claimant(s): SII Investments.
Claimant Lawyers(s): Andrew Harris
Respondent(s): Kendall Lovett
Respondent Lawyers(s): Kendall Lovett
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 11-04763 | 01/15/2013 | Claimant(s): Grace Stuart Nay, William Stuart, The Estate of William D. Stuart, Sr.,De
Claimant Lawyers(s): D. Paul Dalton
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kyle A. Owens
Arbitrator(s): G. Maynard Green, James C. Allums, Melvin H. Wolovits
Hearing Site: Dallas, TX
| | $306,130 |
| 12-02449 | 11/21/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Steven Satter
Respondent(s): Helen Devito
Respondent Lawyers(s): Helen Marie Devito
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 11-04385 | 05/16/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachel Carp
Respondent(s): Jon Coleman
Respondent Lawyers(s): Jon Christian Coleman
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 11-02750 | 02/15/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Patricia Tsipras
Respondent(s): William Schwind
Respondent Lawyers(s): William Alfred Schwind
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
