| 18-01731 | 01/08/2019 | Claimant(s): Phillip Michals
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): GunnAllen Financial
Respondent Lawyers(s): Deborah Anne Williams
Arbitrator(s): Alfonso George Figliolia, David John Reilly, Howard R. Reiss
Hearing Site: New York, NY
| | |
| 12-01493 | 07/16/2015 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Jack Tagliaferro
Respondent Lawyers(s): Jack Joseph Tagliaferro
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 12-01441 | 08/30/2013 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Royce Alan Burns, Peggy Lewis Kennedy, Floyd W. McRae
Hearing Site: Atlanta, GA
| | |
| 12-01555 | 11/08/2012 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): William J. Schifino
Respondent(s): Alfred Cali
Respondent Lawyers(s): Alfred Guy Cali
Arbitrator(s): Charles W. Lavender
Hearing Site: Tampa, FL
| | |
| 11-00773 | 11/30/2011 | Claimant(s): Gerard Bianco, Gabriella Bianco
Claimant Lawyers(s): Gerard Bianco
Respondent(s): James Rapuano, GunnAllen Financial
Respondent Lawyers(s): Frederick Kraus, James Michael Rapuano
Arbitrator(s): Mary C. Kelleher
Hearing Site: Hartford, CT
|  | $31,696 |
| 09-04105 | 02/24/2010 | Claimant(s): Jay Lombard
Claimant Lawyers(s): Jay Lombard
Respondent(s): GunnAllen Financial
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
| | $0 |
| 08-04360 | 02/10/2010 | Claimant(s): Kenneith Rose
Claimant Lawyers(s): Kenneith Vernon Rose
Respondent(s): Neal Smalbach, GunnAllen Financial
Respondent Lawyers(s): Neal S. Smalbach, William J. Schifino
Arbitrator(s): Arthur L. Tepper, Duncan H. Cameron
Hearing Site: Clearwater, FL
| | $0 |
| 05-03716 | 03/20/2009 | Claimant(s): Kirlin Securities.
Claimant Lawyers(s): Isaac M. Zucker
Respondent(s): Anthony Kirincic, David Lindner, Edward Deicke, Edward Wells, Frank Nargentino, Marcello Lattuca, Matthew Senicola, GunnAllen Financial
Respondent Lawyers(s): Isaac M. Zucker, Jay Israel, Michael Gilmore
Arbitrator(s): Philip M. Mandel, Krishna M. Vempaty, William G. Binckes
Hearing Site: New York, NY
| | |
| 07-01980 | 03/27/2008 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Jay Marc Israel
Respondent(s): Andrew Tressler
Respondent Lawyers(s): J. Christopher Albanese
Arbitrator(s): Harold Webb
Hearing Site: New York, NY
| | |
