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FINRA Awards for Michael D. Harrison

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Displaying 21-30 out of 55 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0218802/12/2019Claimant(s): Simon Holford
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
17-0102006/22/2018Claimant(s): Lisa Pola
Claimant Lawyers(s): Tracy P Stoneman
Respondent(s): Morgan Stanley, Robert Perry
Respondent Lawyers(s): John S. Worden
Arbitrator(s): Michael Harrison, Mary M. O'Neil, Charles Chia-Lin Hsieh
Hearing Site: Los Angeles, CA
Checkmark Icon$0
16-0082608/23/2017Claimant(s): Charles Morgan, Charles W. Morgan Revocable Living Trust
Claimant Lawyers(s): Charles W. Morgan
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie, Esq.
Arbitrator(s): Michael Harrison, Richard M. Norman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
16-0240807/07/2017Claimant(s): Randall Moses
Claimant Lawyers(s): Randall H. Moses
Respondent(s): Dawn Winship
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
15-0291006/09/2017Claimant(s): Estate of Mary Anne Trottier
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Morgan Stanley, Steven Crawford
Respondent Lawyers(s): Lesley V. Tepper
Arbitrator(s): Steven Gourley, Mark S. Priver, Michael Harrison
Hearing Site: Los Angeles, CA
Checkmark Icon$396,623
16-0271505/25/2017Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Samuel Y. Edgerton
Respondent(s): Johan Frisell
Respondent Lawyers(s): Johan Henrik Frisell
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
14-0167412/20/2016Claimant(s): George Kezios
Claimant Lawyers(s): Stephen J. Thomas
Respondent(s): Wells Fargo Advisors, Gregory Chachas
Respondent Lawyers(s): Judy Louie
Arbitrator(s): John Alen DeRosa, Michael D. Harrison, Joseph Winter
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
16-0039107/26/2016Claimant(s): Edward Alston
Claimant Lawyers(s): Edward D. Alston
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0372102/10/2016Claimant(s): Diane Ford, Diane Savone, Iris Simmons, Janine Maxfield, Martha Nelson, Rita Wuelfing, Sylvia Reed
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Martin Olinick, Ronald L. Cameron, Michael D. Harrison
Hearing Site: Los Angeles, CA
Checkmark Icon$597,295
13-0342707/17/2015Claimant(s): DeVonna Murrin, John Murrin
Claimant Lawyers(s): J. Owen Murrin, Joshua H. Sisam
Respondent(s): Steven Olasky, Newcomb And Company
Respondent Lawyers(s): Frederick W. Newcomb, Patrick R. Mahoney
Arbitrator(s): Michael D. Harrison, Kirtley M. Thiesmeyer, W. Scott Bowersock
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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