Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01714 | 12/19/2023 | Claimant(s): Christine Gustafson, Karen Landau Claimant Lawyers(s): Karen Landau Respondent(s): Margaret Latta, TD Ameritrade. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ |  | $425 |
| 23-00051 | 11/08/2023 | Claimant(s): Garth Wilson Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson A. Terrell Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 22-01761 | 09/15/2023 | Claimant(s): The Reed Family Trust Claimant Lawyers(s): Jorge Altamirano Respondent(s): Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Linda J. Baer Hearing Site: Manchester, NH | | $0 |
| 18-02978 | 07/07/2023 | Claimant(s): Liet Han Claimant Lawyers(s): Blaine H. Bortnick Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael J. Charlillo Arbitrator(s): Linda J. Baer, Sean F. Monahan, Mitchell Regenbogen Hearing Site: New York, NY | ||
| 22-01826 | 06/13/2023 | Claimant(s): Charles Bolianites Claimant Lawyers(s): Jonathan R. Voegele Respondent(s): Steven Busto, PHX Financial. Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Linda J. Baer Hearing Site: Manchester, NH | | $9,938 |
| 22-02014 | 04/24/2023 | Claimant(s): Delice Roberson Claimant Lawyers(s): Delice A. Roberson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | | Dismissed by Rule 12206 |
| 22-02294 | 12/09/2022 | Claimant(s): John Tsoukalas Claimant Lawyers(s): Jennifer Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 22-00818 | 11/21/2022 | Claimant(s): Christopher Bice Claimant Lawyers(s): Garry T. Stevens Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Judith E. Gross, Linda J. Baer, Denise C. Sagua Hearing Site: New York, NY | ||
| 22-02288 | 11/21/2022 | Claimant(s): Joseph Rodriguez Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Woods Burke Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 21-02959 | 09/19/2022 | Claimant(s): Yverson Alcide Claimant Lawyers(s): Yverson Alcide Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Melinda S. Milberg, Linda J. Baer, Stephen James McLaughlin Hearing Site: Manchester, NH | | $300 |