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FINRA Awards for St. Louis, MO

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Displaying 201-210 out of 233 results
Case Number Award Date Case Summary Customer Case? Amount Granted
05-0331006/10/2009Claimant(s): Charlene Thrasher
Claimant Lawyers(s): Ira M. Potter
Respondent(s): Henry Broussard
Respondent Lawyers(s): Henry L. Broussard
Arbitrator(s): James P. O'Grady
Hearing Site: St. Louis, MO
Checkmark Icon$28,308
08-0079106/08/2009Claimant(s): Michael Grimes, Financial Solutions and Associates.
Claimant Lawyers(s): Steve W. Koslovsky
Respondent(s): Barrington Capital Management.
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Julius Z. Frager, Mark E. Kessinger, David B. Lacks
Hearing Site: St. Louis, MO
08-0466606/03/2009Claimant(s): Larry Wilbanks
Claimant Lawyers(s): Larry Stephen Wilbanks
Respondent(s): Hancock Securities Group
Respondent Lawyers(s): Donald J. Mehan
Arbitrator(s): William Stark Port
Hearing Site: St. Louis, MO
08-0302405/15/2009Claimant(s): Catherine Manoni
Claimant Lawyers(s): Catherine L Manoni
Respondent(s): Michael Standley, Moloney Securities Co..
Respondent Lawyers(s): Kenton E. Knickmeyer
Arbitrator(s): Joseph R. Soraghan, Thomas J. Ray, Jesse David Hill
Hearing Site: St. Louis, MO
Checkmark Icon$8,450
08-0127605/07/2009Claimant(s): Diana Landau, Trustee
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Michael S. Hill, Bruce D. Horton, Kathryn Elizabeth Murphy
Hearing Site: St. Louis, MO
Checkmark Icon$145,740
08-0258604/22/2009Claimant(s): Christine Powers
Claimant Lawyers(s): Christine M. Powers
Respondent(s): Thomas Schwarz
Respondent Lawyers(s): Paula Burnett Moore
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
Checkmark Icon$0
08-0038104/17/2009Claimant(s): Pana Merchant
Claimant Lawyers(s): Matthew Clement
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Michael L. Lyons, R. Phillip Reed, Michael William Petty
Hearing Site: St. Louis, MO
Checkmark Icon$0
07-0302303/26/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): William Brennan
Respondent Lawyers(s): Robert J. Benbenek
Arbitrator(s): Thomas J. McAllister, Jerry M. Deters, Heath O. Lauseng
Hearing Site: St. Louis, MO
07-0149503/23/2009Claimant(s): Phillip Rein
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): M. Jane Matoesian
Arbitrator(s): Edwin R. Cohen, Michael L. Lyons, Albert J. Haller
Hearing Site: St. Louis, MO
Checkmark Icon$220,944
07-0044003/13/2009Claimant(s): Clyde Crutcher
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): New England Securities
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Albert Shawe Watkins, Christopher J. Janson, David B. Lacks
Hearing Site: St. Louis, MO
Checkmark Icon$366,000

233 Results

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