| 13-02766 | 06/03/2015 | Claimant(s): Estate of Donald F. Peters, Deceased, EDFP Limited Partnership
Claimant Lawyers(s): Christopher Mader
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Mark R. Lee, Ronald O. Bub, E. Milton Frosburg
Hearing Site: San Diego, CA
|  | $0 |
| 14-01945 | 04/13/2015 | Claimant(s): Cheryl Caiazza, Gerald Abatemarco, III, Michael Tillman, Anthony Caiazza IRA, Bryan Gelman IRA, Eric Gelman IRA, Gerald Abatemarco IRA, Lynn Gelman IRA, Nancy Abatemarco IRA, Preston Gelman IRA, Anthony Caiazza and Cheryl Caiazza, Eric Gelman and Lynn Gelman, Gerald Abatemarco & Nancy Abatemarco, Joseph Gallina and Diane Gallina, Steven Tillman and Penny Tillman, ASB Profit Sharing Plan U/A DTD 9/1/85, A&A Brake Service Retirement Trust`
Claimant Lawyers(s): Martin P. Hunger
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Julian F. Santos, Alvin Green, Nancy Kramer
Hearing Site: New York, NY
| | Dismissed by Rule 12504 |
| 14-02154 | 04/01/2015 | Claimant(s): Thomas Crandall
Claimant Lawyers(s): Thomas D. Crandall
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Ralph L. Halpern
Hearing Site: Syracuse, NY
| | $0 |
| 14-01160 | 03/27/2015 | Claimant(s): Gregory Piro
Claimant Lawyers(s): Gregory V. Piro
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Robert F. Sanville
Hearing Site: Philadelphia, PA
| | $25 |
| 14-01833 | 02/02/2015 | Claimant(s): Martha Peters, Martha Jo Peters, IRA
Claimant Lawyers(s): Martha Jo Peters
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Sandra L. Malek, Alan Stamm, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | $0 |
| 14-00779 | 01/08/2015 | Claimant(s): Mashume Akpo-Esambe
Claimant Lawyers(s): Mashume Akpo-Esambe
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Thomas H. Barnard
Hearing Site: Cleveland, OH
| | $0 |
| 14-01079 | 10/16/2014 | Claimant(s): Michael Korbel
Claimant Lawyers(s): Michael Korbel
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
| | $0 |
| 14-00532 | 10/13/2014 | Claimant(s): Arlin Brock
Claimant Lawyers(s): Arlin Brock
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Guenter S. Cohn
Hearing Site: San Diego, CA
| | $25 |
| 14-00586 | 10/03/2014 | Claimant(s): Bill Tsevdos
Claimant Lawyers(s): Bill S. Tsevdos
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Robert A. Kaiser
Arbitrator(s): James M. Rhodes, Alan Gradzki, Robert Elliot Harrison
Hearing Site: New York, NY
| | |
| 14-01176 | 10/01/2014 | Claimant(s): Martin Figueroa
Claimant Lawyers(s): Martin L Figueroa
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Thomas E. Shuck
Hearing Site: Los Angeles, CA
| | $213 |
