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FINRA Awards for Scottrade Inc.

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Displaying 21-30 out of 72 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0144912/12/2016Claimant(s): Alden Fisher, Alyssa Fisher
Claimant Lawyers(s): Alden Fisher
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Timothy M. Huksey
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
Checkmark Icon$914
15-0347506/17/2016Claimant(s): Parshwa Shah
Claimant Lawyers(s): Parshwa D Shah
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ryan T. Barke
Arbitrator(s): Joseph Charles Kennedy
Hearing Site: Boston, MA
Checkmark Icon$213
15-0289906/06/2016Claimant(s): Thao Hua
Claimant Lawyers(s): Thao Hua
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Timothy M. Huskey
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0370305/06/2016Claimant(s): Adrienne Byrne, Corinne Marks, Errol Rafacz, Kimberly Livingston, Martin Rafacz, Nichole Arnott, Pamela Rafacz-Serna, Last Will & Testament of Henry J. Rafacz
Claimant Lawyers(s): Adrienne Byrne, Corinne Marks, Errol Rafacz, Kimberly Livingston, Martin Rafacz, Nichole Arnott, Pamela Rafacz-Serna
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Christopher S. Pickett
Arbitrator(s): Raymond P. Buschmann, Adrian E. Mazar, James A. Murphy
Hearing Site: Chicago, IL
Checkmark Icon$0
15-0167705/04/2016Claimant(s): Jason Shook
Claimant Lawyers(s): Jason C. Shook
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ryan T. Barke
Arbitrator(s): Kathy L. Eisenmenger, Richard D. Fincher, Carla B. Minckley
Hearing Site: Salt Lake City, UT
Checkmark Icon$0
15-0083004/15/2016Claimant(s): Nagarajan Ramasamy
Claimant Lawyers(s): Nagarajan Ramasamy
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton Graves
Arbitrator(s): G. Thomas Fleming, Thomas E. Shuck, George L. Tindall
Hearing Site: Los Angeles, CA
Checkmark Icon$0
15-0163802/17/2016Claimant(s): Scottrade Inc.
Claimant Lawyers(s): Ryan Barke
Respondent(s): Emily Festino, John Festino
Respondent Lawyers(s): Emily Festino, John Festino
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0
14-0169508/25/2015Claimant(s): Catherine Block
Claimant Lawyers(s): Thomas Frost
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Mark R. Lee, Thomas J. Doherty, Randy R. Maher
Hearing Site: San Diego, CA
Checkmark Icon$0
14-0367008/21/2015Claimant(s): Kevin Ciambruschini
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Maurice R. Dunie
Hearing Site: Baltimore, MD
Checkmark Icon$300
14-0364206/04/2015Claimant(s): Larry Bender
Claimant Lawyers(s): Larry G. Bender
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ryan T. Barke
Arbitrator(s): Terry F. Peppard
Hearing Site: Indianapolis, IN
Checkmark Icon$0

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