| 16-01266 | 05/16/2017 | Claimant(s): Janice Leckey
Claimant Lawyers(s): Mark Shepard
Respondent(s): Fragasso Financial Advisors
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
|  | $0 |
| 17-00079 | 04/28/2017 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): Michael E. Pastore
Respondent(s): Gazmend Murtezi
Respondent Lawyers(s): Gazmend Murtezi
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
| | |
| 16-01874 | 12/08/2016 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kay Oskvig
Respondent(s): Richard Ward
Respondent Lawyers(s): Richard Leon Ward
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
| | |
| 15-03368 | 11/25/2016 | Claimant(s): Whitman Evans
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Charles Correal, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Susan M. Thevenet, Richard W. Dissen, Miles David Braverman
Hearing Site: Pittsburgh, PA
| | $0 |
| 14-02395 | 11/11/2016 | Claimant(s): Evelyn Koury
Claimant Lawyers(s): John R. Orie
Respondent(s): Joy Mitchell, Kevin Flavin, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Michael D. McDowell, William L. White, Max D. Halpern
Hearing Site: Pittsburgh, PA
| | Expungement |
| 16-01801 | 11/04/2016 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Charles Jenkins
Respondent Lawyers(s): Charles Jenkins
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
| | |
| 15-02625 | 10/21/2016 | Claimant(s): A. Kochis
Claimant Lawyers(s): A. Raymond Kochis
Respondent(s): USAA Financial Advisors., USAA Investment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Stephen D Kursman, Richard Mark Gasperini, Louis Charles Schmitt
Hearing Site: Pittsburgh, PA
| | $0 |
| 15-01392 | 09/26/2016 | Claimant(s): Michael Wolf
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Source Capital Group.
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Pittsburgh, PA
| | $225 |
| 15-02937 | 08/02/2016 | Claimant(s): Herman Kahn
Claimant Lawyers(s): Kelsey Hotchkiss
Respondent(s): NFP Advisor Services
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Michael P. Marryshow, Michael S. Berman, John P. Abriola
Hearing Site: Pittsburgh, PA
| | |
| 16-00054 | 07/25/2016 | Claimant(s): David McCormick, Ellen McCormick
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
| | $0 |
