| 14-02995 | 06/29/2016 | Claimant(s): Florencio De Jesus, Jose Antonio Chevres, Margarita Vazquez
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Joel M. Everest, Roberto C. Quinones-Rivera
Arbitrator(s): Tina E. Patterson, Colleen Rotella, Lance A. Harke
Hearing Site: San Juan, PR
|  | $363,552 |
| 14-00442 | 03/21/2016 | Claimant(s): Lymarie Diaz, Nelson Irizarry
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones-Rivera
Arbitrator(s): Edward R. Niederriter, Andrea Bailey, Allan R. Lazor
Hearing Site: San Juan, PR
| | $1,200,300 |
| 13-03403 | 10/08/2015 | Claimant(s): Emma De Perez, Fe Morales, Pedro Gomez, Conjugal Partnership Constituted by Them
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones-Rivera
Arbitrator(s): Will Murphy, Allan R. Lazor, Scott A. Eichhorn
Hearing Site: San Juan, PR
| | $85,626 |
| 13-03062 | 07/28/2015 | Claimant(s): Francisco Ramis Galdo, Ines Rivero de Ramis, Conjugal Partnership Constituted by Them
Claimant Lawyers(s): Francisco Pujol, Frank A. Dalmau Gomez, Jose Luis Gonzalez Castaner
Respondent(s): Jose Ramirez, UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Guillermo Ramos Luina, Patrick Mair, Roberto C. Quinones-Rivera
Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Howard B. Scherer
Hearing Site: San Juan, PR
| | $250,600 |
| 12-02706 | 06/18/2015 | Claimant(s): Juan Santiago Gonzalez
Claimant Lawyers(s): Francisco Pujol
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc of PR
Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera
Arbitrator(s): Bernard A. Becker, Monroe Mitchel, Todd M. Saunders
Hearing Site: San Juan, PR
| | $0 |
| 11-00425 | 10/17/2014 | Claimant(s): Haydee de Cancio, Pablo Cancio
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Juan Colon-Perea, Popular Securities.
Respondent Lawyers(s): Jason S. Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Monroe Mitchel, Stuart K. Furman, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | Expungement |
| 12-01222 | 10/03/2014 | Claimant(s): Ana Pardo, Laura Rodriguez, Manuel Corzo, Rosa Perez Rodriguez, Sofia Perez Brennan, Jaime P. Brennan & Liduvina R. De Perez, Luis A. Rotger & Dolly M. De Argueso
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Steven Gerard Goerke, Jerrold Levine, Richard J. Kaplan
Hearing Site: San Juan, PR
| | Expungement |
| 13-03025 | 09/25/2014 | Claimant(s): Cesar Irizarry
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Hector Mercado, UBS Financial Services Inc. of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Steven Gerard Goerke
Hearing Site: San Juan, PR
| | Expungement |
| 11-01031 | 07/02/2014 | Claimant(s): Ramon Ramirez, Sylvia Ramirez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Popular Securities.
Respondent Lawyers(s): Jason S Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Charles Hoffman, Stuart K. Furman, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | Expungement |
| 12-03321 | 04/21/2014 | Claimant(s): Awilda Martinez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Puerto Rico
Respondent Lawyers(s): Nannette Berrios-Haddock, Roberto C. Quinones-Rivera
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
| | Expungement |
