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FINRA Awards for Lehman Brothers Holdings Inc.

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Displaying 11-20 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0411706/25/2012Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Gregory Weiss
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Edward J. Harkins
Hearing Site: San Francisco, CA
10-0460206/08/2012Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jack Petersen
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
10-0459905/02/2012Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeremy St. Jean
Respondent Lawyers(s): Peter F. Carr
Arbitrator(s): Nelson P. Lovins
Hearing Site: Boston, MA
10-0409901/20/2012Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Daniel Laiter
Respondent Lawyers(s): Bernard S. Mandler
Arbitrator(s): Bruce K. Isenberg, Andrew David Kahng, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
10-0186810/11/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): William Cerf
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
10-0410210/11/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Kenneth Wingerter
Respondent Lawyers(s): Kenneth S. Wingerter
Arbitrator(s): Patricia A. Renovitch, Joseph J. Castro, Arthur P. Barry
Hearing Site: Atlanta, GA
10-0187209/07/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Felipe Britto
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Gary M. Landau
Hearing Site: Miami, FL
10-0186606/30/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Pauline Sheedy
Respondent Lawyers(s): Peter F. Carr
Arbitrator(s): Shari B. Broder
Hearing Site: Boston, MA
10-0408902/25/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Luis Morales
Respondent Lawyers(s): Luis Emilio Morales
Arbitrator(s): Lester Friedman
Hearing Site: San Francisco, CA
10-0431602/08/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): John Carson
Respondent Lawyers(s): John B. Carson
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY

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