Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02823 | 05/24/2024 | Claimant(s): Michael Stewart Claimant Lawyers(s): Peter Lindholm Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-02874 | 05/24/2024 | Claimant(s): Ronald Hoyle Claimant Lawyers(s): Peter Lindholm Respondent(s): Grove Point Investments, J.W. Cole Financial. Respondent Lawyers(s): Gregg J. Breitbart, Matt Winterhalter Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 23-02878 | 05/24/2024 | Claimant(s): Raymond Chera Claimant Lawyers(s): Peter Lindholm Respondent(s): Capital One Investing Respondent Lawyers(s): Ted A. Gehring Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY | ||
| 23-02807 | 05/20/2024 | Claimant(s): Nicholas Efthemis Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Richard W. Dissen Hearing Site: Buffalo, NY | ||
| 23-01382 | 04/11/2024 | Claimant(s): Gregory Benner Claimant Lawyers(s): Peter Lindholm Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-02658 | 04/05/2024 | Claimant(s): Tyson Lewis Claimant Lawyers(s): Peter Lindholm Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 23-02729 | 03/26/2024 | Claimant(s): Charles Suarez-Murias Claimant Lawyers(s): Peter Lindholm Respondent(s): Auriga USA Respondent Lawyers(s): Alex Hendrickson Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 23-01315 | 03/15/2024 | Claimant(s): Michael Sievert Claimant Lawyers(s): Peter Lindholm Respondent(s): Arkadios Capital, Triad Advisors LLC Respondent Lawyers(s): Chet C. Payne, Gregory M. Curley Arbitrator(s): Leslie L. Cooney Hearing Site: Jacksonville, FL | ||
| 22-01309 | 02/12/2024 | Claimant(s): Christine Moullet Claimant Lawyers(s): Lars Soreide Respondent(s): IFP Advisors, IFP Securities Respondent Lawyers(s): Peter Lindholm Arbitrator(s): John P. Cullem, Philip Whitworth Engle, Lisa J. Cappalli Hearing Site: Orlando, FL |  | Expungement |