Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-04477 | 05/17/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John R. Bamford Respondent(s): William Lindgren Respondent Lawyers(s): William Bood Lindgren Arbitrator(s): James D. Knotter Hearing Site: San Diego, CA | ||
| 11-00092 | 05/11/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Grant H. Dowd Respondent(s): Tony Mingo Respondent Lawyers(s): Tony F. Mingo Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA | ||
| 11-01351 | 01/04/2012 | Claimant(s): William Brown Claimant Lawyers(s): Ronald G. Parker Respondent(s): Arrowhead Investment Center Respondent Lawyers(s): Richard C. Moore Arbitrator(s): Herbert Leslie Greenberg, James D. Knotter, Harold K. Hunt Hearing Site: Los Angeles, CA | ||
| 10-05473 | 12/21/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Matthew Schurter Respondent(s): Larry Kurschner Respondent Lawyers(s): Larry Scott Kurschner Arbitrator(s): James D. Knotter Hearing Site: San Diego, CA | ||
| 10-03798 | 07/29/2011 | Claimant(s): First Allied Securities. Claimant Lawyers(s): Anne Yannakakis Respondent(s): Humbert Michini Respondent Lawyers(s): Humbert A. Michini Arbitrator(s): James D. Knotter Hearing Site: San Diego, CA | ||
| 10-05242 | 06/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Kurtis Linn Respondent Lawyers(s): Montgomery G. Griffin Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA | ||
| 10-04911 | 04/18/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Edward G. Winsman Respondent(s): Daniel Crotta Respondent Lawyers(s): Daniel William Crotta Arbitrator(s): James D. Knotter Hearing Site: San Diego, CA | ||
| 09-07059 | 03/24/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Jeffrey Davis Respondent Lawyers(s): H Thomas Fehn Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA | ||
| 10-05199 | 03/04/2011 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): John Aitken Respondent Lawyers(s): John R. Aitken Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA | ||
| 10-04449 | 01/20/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Olga Y. Wayne Respondent(s): Rodel Corriente Respondent Lawyers(s): Rodel Corriente Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA |