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FINRA Awards for Sydney H. Crowder

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Displaying 11-20 out of 26 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0199412/11/2019Claimant(s): Elizabeth DeZeeuw., Steven DeZeeuw
Claimant Lawyers(s): Steven DeZeeuw
Respondent(s): Ameriprise Financial Services., Mitchell Black
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Bruce Keplinger
Hearing Site: Kansas City, MO
Checkmark Icon$450
18-0400206/28/2019Claimant(s): Estate of Loraine Neitzel
Claimant Lawyers(s): David M. White
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
Checkmark Icon$0
18-0324004/03/2019Claimant(s): Angela Siegel, The Siegel and Reichek Family Irrevocabl
Claimant Lawyers(s): Jeffrey I. Baum
Respondent(s): Ameriprise Financial Services., Joel Goodman
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): John D. Nagy
Hearing Site: New York, NY
Checkmark Icon$0
17-0196501/22/2019Claimant(s): Geralyn DeMagistris, Robert DeMagistris
Claimant Lawyers(s): Geralyn DeMagistris
Respondent(s): Ameriprise Financial Services., John Rhodes
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Samuel H. Chorches
Hearing Site: Providence, RI
Checkmark IconExpungement
18-0223711/07/2018Claimant(s): Darcy LaLonde
Claimant Lawyers(s): Darcy LaLonde
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Syracuse, NY
Checkmark Icon$163
16-0346409/21/2018Claimant(s): Bart Tarulli
Claimant Lawyers(s): Bart Tarulli
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Jean C. Black, Ellyn S. Roth, Albert Rizzo
Hearing Site: New York, NY
17-0171308/28/2018Claimant(s): Lawrence Sangirardi
Claimant Lawyers(s): David E. Mollon
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Susan C. Lushing, Wayne I. Harris, Vincent Mark Riccordella
Hearing Site: New York, NY
17-0087312/11/2017Claimant(s): Diane Whittaker
Claimant Lawyers(s): Diane I. Whittaker
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
Checkmark Icon$22,213
16-0278610/11/2017Claimant(s): Christie Meloan
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
Checkmark IconExpungement
14-0123801/26/2016Claimant(s): Beverly Houts, W. Houts, Geneva BCCX XI, Geneva BCCX XII
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Northland Securities.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Mark S. Gleason, Jonathan B. Gilbert, Jo Anne F. Lewellen
Hearing Site: Minneapolis, MN
Checkmark IconExpungement

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