11-03504 | 12/21/2012 | Claimant(s): Awilda Vilches Reyes Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Fred Abramoff Hearing Site: San Juan, PR
| | Expungement |
11-01987 | 12/20/2012 | Claimant(s): Richard and Maria Wood Claimant Lawyers(s): Joshua A. Katz Respondent(s): UBS Financial Services Inc., Financial Network Investment Corporation, UBS Financial Svcs. of Puerto Rico Respondent Lawyers(s): Nanette Berrios Haddock, Robert C. Quinones, Sonia Torres-Pabon Arbitrator(s): Steven R. Reininger, Jerrold Levine, Thomas R. Noonan Hearing Site: San Juan, PR
| | Expungement |
10-05599 | 11/20/2012 | Claimant(s): Victor Graulau Colon, Victor Graulau Muenchow Claimant Lawyers(s): Scott L Silver Respondent(s): Popular Securities. Respondent Lawyers(s): Roberto Quinones-Rivera Arbitrator(s): Steven R. Reininger, Reinaldo Royo, Jeffrey R. Roth Hearing Site: San Juan, PR
| | Expungement |
10-05795 | 10/22/2012 | Claimant(s): Claribel Fraguada Claimant Lawyers(s): Marie E. Lopez Adames Respondent(s): Ramon Dominguez Thomas, RD Capital Group. Respondent Lawyers(s): Luis Sanchez Betances Arbitrator(s): Mark C. Perry, Todd M. Saunders, Armando E. Ramirez Vivoni Hearing Site: San Juan, PR
| | $0 |
11-00758 | 10/04/2012 | Claimant(s): Carlos Perez Claimant Lawyers(s): Marie Elsie Lopez-Adams Respondent(s): Citigroup Global Markets., Juan Estarellas Sabater Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Guillermo A. Gleizer Hearing Site: San Juan, PR
| | $25,300 |
11-02296 | 09/07/2012 | Claimant(s): Popular Securities. Claimant Lawyers(s): Alan M. Wolper Respondent(s): Francisco De Torres Highley Respondent Lawyers(s): Harold D. Vincente-Colon Arbitrator(s): Steven Gerard Goerke, Michael E. Pearson, Ivy Robin Ginsberg Hearing Site: San Juan, PR
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11-02033 | 08/30/2012 | Claimant(s): Jeannette Rosales Claimant Lawyers(s): Harold D. Vicente-Colon Respondent(s): Santander Securities Respondent Lawyers(s): Massiel Bermudez Rios Arbitrator(s): Steven Gerard Goerke, David P. Slater, Daniel P. Lund Hearing Site: San Juan, PR
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11-02319 | 08/17/2012 | Claimant(s): Ruben Irizarry Alcaraz Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Nannette Berrios Haddock, Roberto C. Quinones-Rivera Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Louis David Huss Hearing Site: San Juan, PR
| | Expungement |
11-02032 | 08/10/2012 | Claimant(s): Blanca Burgos-Fernandez Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): Popular Securities. Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Mark C. Perry, Reinaldo Royo, Ivy Robin Ginsberg Hearing Site: San Juan, PR
| | $36,977 |
11-02520 | 07/09/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sara Soto Respondent(s): Gustavo Mattei Respondent Lawyers(s): Francisco Pujol Arbitrator(s): Steven Gerard Goerke, Christopher J. Klein, Thomas R. Noonan Hearing Site: San Juan, PR
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