| 14-00151 | 12/15/2015 | Claimant(s): Eva C. Sarraga-Venegas, Ben. of Est. of, Jose F. Sarraga-Venegas, Exec/Ben.,Est., Laura I. Sarraga-Venegas, Ben. of Est. o
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Steven P. Gregory, Carolyn E. Moore, Alan M. Holzberg
Hearing Site: San Juan, PR
|  | Expungement |
| 14-01578 | 11/24/2015 | Claimant(s): Santander Securities LLC
Claimant Lawyers(s): Carlos George
Respondent(s): David Garcia Cirilo
Respondent Lawyers(s): Enrique Figueroa
Arbitrator(s): Randy R. Freedman, Jeffrey R. Roth, Roberto Olson Cortes
Hearing Site: San Juan, PR
| | |
| 14-02621 | 11/20/2015 | Claimant(s): Santander Securities Corporation
Claimant Lawyers(s): Jorge I. Peirats
Respondent(s): Lourdes Casellas Castillo, Rafael Gonzalez, Gonzalez & Castillo Conjugal Partnership
Respondent Lawyers(s): Carlos Bobonis Gonzalez, Enrique G. Figueroa Llinas
Arbitrator(s): Steven R. Reininger, Harry Dressler, Luz Cenit Deliz-Cruz
Hearing Site: San Juan, PR
| | |
| 14-00886 | 10/09/2015 | Claimant(s): Carmen Buono Colon
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Popular Securities, Santander Securities LLC
Respondent Lawyers(s): Nathan W. Lamb, Sara L. Velez-Santiago
Arbitrator(s): James W. Geiger, William H. Fleece, Robert Jerry Strader
Hearing Site: San Juan, PR
| | Expungement |
| 13-03403 | 10/08/2015 | Claimant(s): Emma De Perez, Fe Morales, Pedro Gomez, Conjugal Partnership Constituted by Them
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones-Rivera
Arbitrator(s): Will Murphy, Allan R. Lazor, Scott A. Eichhorn
Hearing Site: San Juan, PR
| | $85,626 |
| 14-01263 | 10/08/2015 | Claimant(s): Fideicomiso Lalmfc Trust
Claimant Lawyers(s): Lutgardo Acevedo Lopez
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Steven P. Gregory, Harry G. Mason, Sydney E. Blum
Hearing Site: San Juan, PR
| | $0 |
| 14-00610 | 10/02/2015 | Claimant(s): Glissette Colon, Raul Aranguren Riesgo
Claimant Lawyers(s): Alfonso Fernandez
Respondent(s): Andres Lewowicz, Juan Herrans, Merrill Lynch Pierce Fenner & Smith Inc., Richard Reiss
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Elena G. Rodriguez, Jonathan H. Parker, Reinaldo Royo
Hearing Site: San Juan, PR
| | Expungement |
| 14-00657 | 09/11/2015 | Claimant(s): Said Mudafort Farah
Claimant Lawyers(s): Robert Pearce
Respondent(s): UBS Financial Services Inc Of P R
Respondent Lawyers(s): Wes Holston
Arbitrator(s): James W. Geiger, John D. Mattingly
Hearing Site: San Juan, PR
| | $600,250 |
| 15-01971 | 09/10/2015 | Claimant(s): Francisco Ramis Galdo, Ines Rivero de Ramis, Conjugal Partnership Constituted by Them
Claimant Lawyers(s): Francisco Pujol
Respondent(s): Carlos Freire, Carlos Ubinas Taylor, Doel Garciaromero
Respondent Lawyers(s): Ana M. Rodriguez-Rivera, Heriberto Lopez, Mauricio O. Muniz-Luciano
Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Howard B. Scherer
Hearing Site: San Juan, PR
| | Expungement |
| 13-03784 | 08/31/2015 | Claimant(s): Ana Lopez-Gonzalez, Andres Ricardo Gomez, Wave Management LLC, as Trustee for AG I
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Stuart K. Furman, Frances Johnson Wright, Joseph John Mantione
Hearing Site: San Juan, PR
| | $2,930,080 |
