Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03427 | 07/21/2020 | Claimant(s): Howard Lashner Claimant Lawyers(s): Peter S. Fruin Respondent(s): PFS Investments. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 19-01025 | 03/12/2020 | Claimant(s): Anthony Lubrano Claimant Lawyers(s): Joel S. Forman Respondent(s): AXA Advisors Respondent Lawyers(s): Eileen Stassa Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 18-03863 | 12/06/2019 | Claimant(s): David Maturi Claimant Lawyers(s): Jorge M. Altamirano Respondent(s): L.O. Thomas & Co. Inc. Respondent Lawyers(s): Marc S. Gottlieb Arbitrator(s): Diane Ciccone, Carol H. Gold, Mark H. Stein Hearing Site: Philadelphia, PA |  | $0 |
| 18-01553 | 02/26/2019 | Claimant(s): Irvin Rosenzweig Claimant Lawyers(s): Christopher Coss Respondent(s): UBS Financial Services Inc., PNC Investments Respondent Lawyers(s): Frederic L. Liberman, Sean J. Coughlin Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 18-01671 | 02/25/2019 | Claimant(s): Ian Meierdiercks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SA Stone Wealth Management Inc. Respondent Lawyers(s): Andrew R. Chambless Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 18-03114 | 02/08/2019 | Claimant(s): Dominic Galati Claimant Lawyers(s): Michael Benjamin Brown Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 16-01944 | 03/23/2017 | Claimant(s): Alan Hill Claimant Lawyers(s): Benjamin B. Segel Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | | $12,721 |
| 14-00588 | 12/01/2015 | Claimant(s): Janette Adams Claimant Lawyers(s): Stephen Guice Respondent(s): Jeffrey Adams, Philip Patragnoni, PNC Investments Respondent Lawyers(s): Brian A. Carlis, Jeffrey Adams Arbitrator(s): Carol H. Gold, Catherine S. Kopley, Laura A. Kaster Hearing Site: Philadelphia, PA | | $0 |
| 13-02164 | 07/10/2014 | Claimant(s): Aaron Krauss Claimant Lawyers(s): David S. Rich Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Joseph A. Dougherty Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 13-02582 | 04/23/2014 | Claimant(s): Susan Poller-Newman Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA |