| 10-02283 | 01/11/2012 | Claimant(s): Scott Stith
Claimant Lawyers(s): Liane Janovsky
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Marcia A. Washkuhn
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
| | |
| 11-01640 | 12/09/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C Fischer
Respondent(s): William Schwind
Respondent Lawyers(s): William Alfred Schwind
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
| | |
| 09-04063 | 05/27/2011 | Claimant(s): Delpha Potter IRA, John W. Potter IRA, R.D. Potter Living Trust
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Bruce Martin, Patrick Gilkey, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield, Patrick W. Gilkey
Arbitrator(s): William E. Hartsfield, Preston Deaton Rigsby, Edward J. Lynch
Hearing Site: Dallas, TX
|  | $0 |
| 09-05994 | 05/23/2011 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Willard White
Respondent Lawyers(s): J. Randle Henderson
Arbitrator(s): Charles T. Dix, William E. Hartsfield, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | |
| 09-06979 | 03/04/2011 | Claimant(s): SagePoint Financial Inc.
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Steven Conners
Respondent Lawyers(s): Steven Craig Conners
Arbitrator(s): Richard L. Ricketts, William E. Hartsfield, Maria Salapska
Hearing Site: Phoenix, AZ
| | |
| 09-00243 | 08/20/2009 | Claimant(s): Jimmy Mack Bilger and Jeanne K. Beilger
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
| | $12,441 |
| 08-00203 | 06/29/2009 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Bob Boyd, Winford Bradley
Respondent Lawyers(s): Christopher B. Trowbridge, Molly A. Manning
Arbitrator(s): William E. Hartsfield, Martha Z. Ralstin, Jon Leonard Weinstein
Hearing Site: Dallas, TX
| | |
| 07-02943 | 10/01/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Candice Davis-Dunn
Respondent Lawyers(s): Grace Weatherly
Arbitrator(s): William E. Hartsfield, Terry Landry, Joseph G. Werner
Hearing Site: Dallas, TX
| | |
| 07-01038 | 11/02/2007 | Claimant(s): Joe Stringer
Claimant Lawyers(s): Joe Robert Stringer
Respondent(s): J.P. Morgan Securities., Citigroup Global Markets., Mellon Securities LLC
Respondent Lawyers(s): Alejandro Schwed, Anthony J. Galioto, Bradley J. Johnson
Arbitrator(s): William E. Hartsfield, Cheryl Jerome Moore, Joseph A. Vicario
Hearing Site: Dallas, TX
| | $0 |
| 07-00181 | 10/15/2007 | Claimant(s): Reef Securities.
Claimant Lawyers(s): Joel Held
Respondent(s): Robert Stanley, Shawn Bartholomae, American Landmark Securities.
Respondent Lawyers(s): David B. Dyer, George S. Henry
Arbitrator(s): William E. Hartsfield, David M Shamblen, Edward J. Lynch
Hearing Site: Dallas, TX
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