| 20-02169 | 11/09/2020 | Claimant(s): Vonna Husby
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Ameriprise Financial Services, Raymond James Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier, Kevin M. Cuddy
Arbitrator(s): Dean J. Dietrich
Hearing Site: Anchorage, AK
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| 19-03816 | 10/19/2020 | Claimant(s): Timothy Burklow
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Micalyn S. Harris
Hearing Site: Newark, NJ
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| 20-00791 | 10/05/2020 | Claimant(s): Steven Jablonski
Claimant Lawyers(s): Brian Luther
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
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| 20-00698 | 09/04/2020 | Claimant(s): Armand Atkinson
Claimant Lawyers(s): Matt Wolper
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 19-03589 | 06/19/2020 | Claimant(s): Jacob Fitzgerald
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 19-00023 | 08/27/2019 | Claimant(s): Edward Fox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Susanne J. Hollander
Hearing Site: Milwaukee, WI
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| 18-04434 | 08/16/2019 | Claimant(s): Chad Henry
Claimant Lawyers(s): Bryan M. Ward
Respondent(s): Robert W. Baird & Co. Incorporated, Ameriprise Financial Services., Sigma Financial Corporation
Respondent Lawyers(s): Howard M. Klausmeier, Paul Schultz, Randolph F. Pistor
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
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| 19-00091 | 08/06/2019 | Claimant(s): Timothy Jirak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Barry Goldman
Hearing Site: Minneapolis, MN
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| 18-04142 | 08/05/2019 | Claimant(s): Daniel Lauletta
Claimant Lawyers(s): Michael Charlillo
Respondent(s): Ameriprise Financial Services., Cetera Advisor Networks LLC, Walnut Street Securities.
Respondent Lawyers(s): Howard M. Klausmeier, Joseph Simms
Arbitrator(s): Michael L. Fortney
Hearing Site: Cleveland, OH
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| 18-00748 | 06/12/2019 | Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
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