| 13-03186 | 12/30/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Robert Nagy
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Kimberly A. Gilmour, John E. Sutton, Bernice Leah Stander
Hearing Site: Boca Raton, FL
| | |
| 14-00065 | 08/20/2014 | Claimant(s): Richard Nickerson
Claimant Lawyers(s): B. David Jarashow
Respondent(s): Wells Fargo Advisors Financial Network, Roman Leniw
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
|  | $0 |
| 13-00842 | 10/04/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Joseph Carpenter
Respondent Lawyers(s): Joseph Anthony Carpenter
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Tampa, FL
| | |
| 13-00840 | 08/12/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Richard Catanese
Respondent Lawyers(s): Richard Catanese
Arbitrator(s): Daniel J. McCarthy
Hearing Site: Philadelphia, PA
| | |
| 12-04078 | 06/06/2013 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Richie Crockett
Respondent Lawyers(s): Richie Layne Crockett
Arbitrator(s): Amy L. Wachs
Hearing Site: Phoenix, AZ
| | |
| 12-03101 | 06/03/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Robert Davis
Respondent Lawyers(s): Marc J. Fratter
Arbitrator(s): Edward J. Lynch
Hearing Site: Dallas, TX
| | |
| 09-01271 | 07/21/2009 | Claimant(s): Gilbert Meem, Knight Meem
Claimant Lawyers(s): Howard Meyers
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Martin L. Feinberg
Hearing Site: New York, NY
| | $213 |
| 07-01729 | 07/30/2008 | Claimant(s): Gayle Patton, Ira Patton
Claimant Lawyers(s): Jeff S. Daniel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Valerie J. Hamm, Allan Weiss, Bruce W. Hanks
Hearing Site: Louisville, KY
| | $5,297,000 |
| 04-08117 | 03/12/2008 | Claimant(s): Deborah A. and Nick C. Kreatsoulas
Claimant Lawyers(s): Reggie C. Giffin
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Jeffrey M. Bain, Robert G. Conway, Thomas R. Skulina
Hearing Site: Cleveland, OH
| | $421,031 |
| 04-05795 | 02/22/2008 | Claimant(s): Vincent Bellino
Claimant Lawyers(s): Vincent Bellino
Respondent(s): Wachovia Securities, Frank Kim, John Compton, Patrick Kim
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Cornelius C. Clancy, Bernard Herman, Irene C. Warshauer
Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
