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FINRA Awards for Prestige Financial Center.

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0053307/13/2009Claimant(s): William Corcoran
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): John N. Breazeale, David P. Slater, Richard J. Kaplan
Hearing Site: Boca Raton, FL
Checkmark Icon$402,253
07-0148602/02/2009Claimant(s): Sloan Securities Corp.
Claimant Lawyers(s): Paul A. Liberman
Respondent(s): Harry Friedman, Prestige Financial Center.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robina Fedora Asti, Steven David Leader, Salvatore J. Bate
Hearing Site: New York, NY
07-0300312/04/2008Claimant(s): Prestige Financial Center.
Claimant Lawyers(s): Brian H. Reis
Respondent(s): Christopher Fallo
Respondent Lawyers(s): Ethan Leonard
Arbitrator(s): Raymond Nardo, W. Alexander Melbardis, Howard L. Haykin
Hearing Site: New York, NY

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