| 09-04184 | 08/23/2010 | Claimant(s): Derrick Nesbitt
Claimant Lawyers(s): Brian K. Hilliard
Respondent(s): Frankie Ross, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Jerold R. Babin, William W. Haskell, M. Scott Donahey
Hearing Site: San Francisco, CA
|  | $0 |
| 10-01420 | 08/20/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Sherrey Harper
Respondent Lawyers(s): Sherrey A. Harper
Arbitrator(s): Robert H. Putnam
Hearing Site: Houston, TX
| | |
| 09-05543 | 08/05/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Brent Haag
Respondent Lawyers(s): Brent Haag
Arbitrator(s): Raymond Wade Henney
Hearing Site: Detroit, MI
| | |
| 09-03317 | 07/26/2010 | Claimant(s): Barbara Hager, Robert Hager, Robert J. Hager and Barbara R. Hager
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Ronald H. Walton, Frank Brenner, Elizabeth A. Townes
Hearing Site: Tampa, FL
| | $0 |
| 09-02644 | 07/23/2010 | Claimant(s): Michael Jamail
Claimant Lawyers(s): George Michael Jamail
Respondent(s): Byron Meads, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ellen B. Sessions
Arbitrator(s): Kathy R. Holler, Sherry R. Wetsch, Brian James Tagtmeier
Hearing Site: Houston, TX
| | $0 |
| 10-00034 | 07/22/2010 | Claimant(s): Stephen L. Halpern Profit Sharing Plan
Claimant Lawyers(s): Stephen L Halpern
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): W. Alex King
Hearing Site: Los Angeles, CA
| | $0 |
| 10-01324 | 07/20/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Elison Elliott
Respondent Lawyers(s): Elison Joseph Elliott
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
| | |
| 09-06537 | 07/15/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Steven Lawton
Respondent Lawyers(s): Steven Michael Lawton
Arbitrator(s): Ernest Fanwick
Hearing Site: Providence, RI
| | |
| 09-03329 | 07/15/2010 | Claimant(s): Maria Guajardo, Samir Chaman
Claimant Lawyers(s): Patrick J Kanouff
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Charles A. Gall
Arbitrator(s): Gregory D. Thomas, Paul A. Krepinski, David L. Erickson
Hearing Site: Denver, CO
| | $500,000 |
| 09-04033 | 07/14/2010 | Claimant(s): Scott Skinner
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Audrey Y. Dupont
Arbitrator(s): Steve R. Neuman, Larry J. Sklar, Matthew G. Wylie
Hearing Site: Houston, TX
| | |
