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FINRA Awards for Maria Guajardo

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0332907/15/2010Claimant(s): Maria Guajardo, Samir Chaman
Claimant Lawyers(s): Patrick J Kanouff
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Charles A. Gall
Arbitrator(s): Gregory D. Thomas, Paul A. Krepinski, David L. Erickson
Hearing Site: Denver, CO
Checkmark Icon$500,000

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