| 08-02040 | 10/29/2009 | Claimant(s): Satish Rampal, Derek Rampal, et al.
Claimant Lawyers(s): Mark R. Osherow
Respondent(s): Morgan Stanley & Co., Willie Brice
Respondent Lawyers(s): Brian C. Hale, Willie J. Brice
Arbitrator(s): Peter J. Lavezzoli, Gloria F. Katz, Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
|  | $0 |
| 08-04333 | 10/20/2009 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): David P. Muth
Respondent(s): Bradford Marshall, Robert Gesdorf, Shelagh Stewart, Thomas Palmer
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Peter J. Lavezzoli, Roy B. Gonas, Herbert Branitsky
Hearing Site: Ft. Lauderdale, FL
| | |
| 09-02281 | 10/15/2009 | Claimant(s): Fayed Fayed
Claimant Lawyers(s): Fayed O. Fayed
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 08-03931 | 10/06/2009 | Claimant(s): Edie Dooley
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): Wachovia Securities, Justin McLaughlin
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Steven M. Greenbaum, Lawrence S. Silver, Will Murphy
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-01250 | 09/22/2009 | Claimant(s): Robert Dillon and Nancy Dillon
Claimant Lawyers(s): Scott M. Dimond
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Barton Wayne Cox
Arbitrator(s): George G. Kurschner
Hearing Site: Ft. Lauderdale, FL
| | $18,770 |
| 08-04790 | 09/15/2009 | Claimant(s): Charles E. Solak 401K Profit Sharing Pla
Claimant Lawyers(s): Charles E. Solak
Respondent(s): Jeffrey Parr, John Shaw, Thomas Weisel Partners LLC
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): Charles Hoffman, Robert J. Saex, Michael S. Kozlow
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-00505 | 07/20/2009 | Claimant(s): America's Choice Equities Llc
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Christopher Calandrino
Respondent Lawyers(s): Christopher John Calandrino
Arbitrator(s): Michael S. Hill
Hearing Site: Ft. Lauderdale, FL
| | |
| 09-00094 | 07/16/2009 | Claimant(s): Summit Brokerage Services.
Claimant Lawyers(s): Gary Menzer
Respondent(s): Ronald George
Respondent Lawyers(s): Ronald Michael George
Arbitrator(s): S. William Gersten
Hearing Site: Ft. Lauderdale, FL
| | |
| 08-01809 | 06/22/2009 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): G. Robert Abrams, Laura Jeanette Cognetti, Nikola Bjelajac
Hearing Site: Ft. Lauderdale, FL
| | |
| 08-04683 | 05/20/2009 | Claimant(s): Vivian Stirpe
Claimant Lawyers(s): Vivian D. Stirpe
Respondent(s): Rafael Golan
Respondent Lawyers(s): Hartley T. Bernstein
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
| | $88 |
