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FINRA Awards for Helen Marinak Blohm

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Displaying 51-60 out of 67 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0285804/01/2014Claimant(s): Mark Cote
Claimant Lawyers(s): Mark Cote
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
Checkmark Icon$0
13-0042901/30/2014Claimant(s): Patrick Van Hien
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): PCBB Capital Markets.
Respondent Lawyers(s): Daryl S. Landy
Arbitrator(s): Helen Marinak Blohm, Carlos Richard Mangum, Shawn Ridgell
Hearing Site: San Francisco, CA
12-0283801/17/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): David Bearden
Respondent Lawyers(s): David E. Bearden
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
12-0154811/16/2012Claimant(s): Kimon Daifotis, Charles Schwab & Co..
Claimant Lawyers(s): Audette P. Morales
Respondent(s): Daniel J. Lancaster, Jr. IRA
Respondent Lawyers(s): Thomas D. Mauriello
Arbitrator(s): Helen Marinak Blohm, Jeffrey Schubert, Shawn Ridgell
Hearing Site: San Francisco, CA
Expungement
12-0112909/25/2012Claimant(s): Paul Cottrell
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Birmingham, AL
Checkmark Icon$25,425
12-0108309/19/2012Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): MBO Insurance Brokers. PSP
Respondent Lawyers(s): Thomas D. Mauriello
Arbitrator(s): Helen Marinak Blohm, Sterling N. Frost, James R. Dickson
Hearing Site: San Francisco, CA
Expungement
12-0077408/21/2012Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak G. Yousefzadeh
Respondent(s): Dennis Quan
Respondent Lawyers(s): Dennis Christopher Quan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
10-0567711/28/2011Claimant(s): Cynthia Stirling, Cynthia L. Stirling IRA Rollover, Cynthia L. Stirling SEP IRA, Cynthia L. Stirling Living Trust, Cynthi
Claimant Lawyers(s): James R. Walsh
Respondent(s): Wells Fargo Advisors, James Dowley
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Helen Marinak Blohm, Mary Curran, Ferdinand Schoch
Hearing Site: San Francisco, CA
Checkmark Icon$0
10-0016811/11/2011Claimant(s): Chris Williams, David Beecham, Deborah Williams, Jerry Davidson, Jessie Beecham, Kathleen Davidson, Class Action Watch, David Beecham IRA, Jessie Beecham IRA, Davidson Family Trust UADTD 10.27.1979, Williams Family Trust
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Charles Schwab & Co.., Charles Schwab Investment Management, In, The Charles Schwab Corporation
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Helen Marinak Blohm, Gary A. Hooker, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
Checkmark IconExpungement
11-0122010/13/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Aaron MacNear
Respondent Lawyers(s): Aaron Roland MacNear
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA

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