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FINRA Awards for E*Trade Securities LLC

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Displaying 231-240 out of 281 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0249811/24/2009Claimant(s): Waretown Properties
Claimant Lawyers(s): Solomon N Klein
Respondent(s): Arbraham Frankl, Clayton Rimmer, E*Trade Securities LLC, Highgate Properties LLC
Respondent Lawyers(s): Abraham Frankl, John Bersin, Solomon N. Klein
Arbitrator(s): Donald Ferguson, Joseph D. Cosgrove, Alvin Green
Hearing Site: New York, NY
Checkmark Icon$94,580
09-0076711/24/2009Claimant(s): Anthony Peterman
Claimant Lawyers(s): Anthony Peterman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Steve R. Neuman
Hearing Site: Houston, TX
Checkmark Icon$9,997
09-0115511/19/2009Claimant(s): William E. Busse and Kelly A. Busse - JT
Claimant Lawyers(s): William E. Busse
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Eugene R. Nielson
Hearing Site: Phoenix, AZ
Checkmark Icon$0
08-0477211/17/2009Claimant(s): Herold Family Living Trust
Claimant Lawyers(s): Cletus M. Herold
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Jack D. Elmquist, James P. O'Donnell, Alan B. Fender
Hearing Site: Des Moines, IA
Checkmark Icon$47,691
09-0111911/02/2009Claimant(s): John Buscema
Claimant Lawyers(s): John Buscema
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Marc L. Ripp
Hearing Site: Newark, NJ
Checkmark Icon$0
08-0489810/23/2009Claimant(s): NIlda Lupco
Claimant Lawyers(s): Nilda Lupco
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
Checkmark Icon$0
09-0230910/22/2009Claimant(s): Anthony R. Bonello
Claimant Lawyers(s): Anthony R. Bonnello
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Montpelier, VT
Checkmark Icon$0
09-0198210/20/2009Claimant(s): Priscila Martins
Claimant Lawyers(s): Priscila Martins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
Checkmark Icon$2,488
08-0461610/20/2009Claimant(s): Ravindra Sheth
Claimant Lawyers(s): Ravindra Sheth
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Chandler R Bridges, George S. Willingham, John D. Mattingly
Hearing Site: Atlanta, GA
Checkmark Icon$0
09-0228110/15/2009Claimant(s): Fayed Fayed
Claimant Lawyers(s): Fayed O. Fayed
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0

281 Results

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