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FINRA Awards for Eugene R. Nielson

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0115511/19/2009Claimant(s): William E. Busse and Kelly A. Busse - JT
Claimant Lawyers(s): William E. Busse
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Eugene R. Nielson
Hearing Site: Phoenix, AZ
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06-0331611/15/2007Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Thomas Hicks
Respondent Lawyers(s): Greggory J. Savage
Arbitrator(s): J. Michael Coombs, Eugene R. Nielson, William Anthony Park
Hearing Site: Salt Lake City, UT

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