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FINRA Awards for Barry S. Gold

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0409006/22/2011Claimant(s): Lehman Brothers Holdings Inc. as assigne
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Marlon Smith
Respondent Lawyers(s): Marlon R. Smith
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
10-0408902/25/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Luis Morales
Respondent Lawyers(s): Luis Emilio Morales
Arbitrator(s): Lester Friedman
Hearing Site: San Francisco, CA
09-0548702/09/2011Claimant(s): Doreen Solazzo
Claimant Lawyers(s): George L. Mahr
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Barry S. Gold
Arbitrator(s): Richard D. DeVita, Simone A. Muscarnera, Timothy Mark Jayne
Hearing Site: Newark, NJ
Checkmark IconExpungement
10-0436802/03/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): John Stroud
Respondent Lawyers(s): John David Stroud
Arbitrator(s): Mark A. Myers
Hearing Site: Atlanta, GA
09-0721211/30/2010Claimant(s): Lois Santarsiero
Claimant Lawyers(s): Lois M. Santarsiero
Respondent(s): TD Ameritrade., Joshua Kenney, Michael Iannucci, Ryan Lewis
Respondent Lawyers(s): Barry S. Gold
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
Checkmark Icon$0

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