FINRA Awards for Stephen A. Weiner

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Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-00381	05/11/2017	Claimant(s): Mark Bell Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Bertrand M. Lanchner, Stephen A. Weiner, Marion F. Posner Hearing Site: New York, NY		$0
16-01029	03/09/2017	Claimant(s): Zachary Hepner Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): Chimera Securities Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY
14-03875	07/08/2015	Claimant(s): Clark Dodge & Co.. Claimant Lawyers(s): Katie Ambroziak Respondent(s): Steven Bencivenga Respondent Lawyers(s): Michael Utilla Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY
14-01860	06/30/2015	Claimant(s): Albert Safdie Claimant Lawyers(s): Eugene Neal Kaplan Respondent(s): Nathan Low, Sunrise Securities Corp. Respondent Lawyers(s): George Brunelle Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY
13-03563	10/24/2014	Claimant(s): Jerry Ratledge Claimant Lawyers(s): Jerry T. Ratledge Respondent(s): Ronald Cole, Stephen Renaud, Steven Nicholson Respondent Lawyers(s): Irwin Weltz, Stephen Renaud Arbitrator(s): Stephen A. Weiner, David J. Weisenfeld, Eric Steven Greenebaum Hearing Site: New York, NY		Expungement
13-00484	11/22/2013	Claimant(s): Scherock Holding LLC, Leonard J. Scherock Revocable Trust Claimant Lawyers(s): Edward H. Glenn Respondent(s): Axiom Capital Management. Respondent Lawyers(s): Theodore A. Krebsbach Arbitrator(s): Matthew Loguercio, Stephen A. Weiner, Thomas E. Mehrtens Hearing Site: New York, NY		Expungement