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FINRA Awards for Eugene Neal Kaplan

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0186006/30/2015Claimant(s): Albert Safdie
Claimant Lawyers(s): Eugene Neal Kaplan
Respondent(s): Nathan Low, Sunrise Securities Corp.
Respondent Lawyers(s): George Brunelle
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY

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