Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02214 | 08/30/2016 | Claimant(s): Darra Munn Claimant Lawyers(s): Michael D. Mosher Respondent(s): Wells Fargo Advisors, Dana Napier Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Hearing Site: Dallas, TX |  | $0 |
| 16-01008 | 08/29/2016 | Claimant(s): Kathleen Sincerbeaux Claimant Lawyers(s): Kathleen J. Sincerbeaux Respondent(s): Wells Fargo Advisors Financial Network, First Clearing Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Edward W. Morris Hearing Site: Augusta, ME | | $9,603 |
| 16-00213 | 08/23/2016 | Claimant(s): Billy Hackworth Claimant Lawyers(s): Billy T. Hackworth Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Richard E. Lauziere Hearing Site: Richmond, VA | | $213 |
| 15-02538 | 07/08/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Deirdre Wolff Respondent(s): Christopher Love Respondent Lawyers(s): Christopher Lawrence Love Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 13-02474 | 03/17/2016 | Claimant(s): Daniel Harkins Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Karla Y. Vogel, Debra Black Leo, Clarence H. Hampton Hearing Site: Birmingham, AL | | Expungement |
| 15-00843 | 12/16/2015 | Claimant(s): Susan Poller-Newman Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 14-01701 | 05/21/2015 | Claimant(s): John Anderson Claimant Lawyers(s): Bryan T. Forman Respondent(s): Wells Fargo Advisors, Jason Turetzky, A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ | | $300 |
| 13-02468 | 03/27/2015 | Claimant(s): Estate of William Gardner Claimant Lawyers(s): John H. Griffing Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Stuart H. Dunn Hearing Site: Charlotte, NC | | Expungement |
| 13-01667 | 02/10/2015 | Claimant(s): John Frencl Claimant Lawyers(s): Joseph Fogel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Lisa Shusterman, Coleman Robert Perry, Billy G. Hopkins Hearing Site: Louisville, KY | | Expungement |
| 14-01702 | 01/13/2015 | Claimant(s): Diane Anderson Claimant Lawyers(s): Bryan Forman Respondent(s): Wells Fargo Advisors, Jason Turetzky, A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ | | $0 |