| 12-01242 | 06/05/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Walter Russell
Respondent Lawyers(s): David J. Hase
Arbitrator(s): Alex H. Keller
Hearing Site: Columbus, OH
| | |
| 10-05138 | 05/16/2013 | Claimant(s): Bonnie Shaw, Thomas Shaw
Claimant Lawyers(s): Geoffrey C. Brown
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Mary D. Stevenson, Sarah R. Cole, John T. Meredith
Hearing Site: Columbus, OH
|  | Expungement |
| 12-01099 | 05/13/2013 | Claimant(s): Jamie Kaufman, Jeffery Jordan
Claimant Lawyers(s): David P. Meyer
Respondent(s): ProEquities.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Lisa Shusterman, Christy K. Radigan, Regina F. Burch
Hearing Site: Columbus, OH
| | $0 |
| 12-01764 | 02/20/2013 | Claimant(s): Annette Kitchen
Claimant Lawyers(s): Annette Kitchen
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): David H. Denboer
Arbitrator(s): Charles D. Underwood
Hearing Site: Columbus, OH
| | |
| 09-04968 | 01/08/2013 | Claimant(s): Jaclyn Cedeno
Claimant Lawyers(s): Peter R. Silverman
Respondent(s): Michael Anello, EKN Financial Services Inc., Obsidian Financial Group
Respondent Lawyers(s): Martin P. Unger, Michael A. Anello, Thomas Giugliano
Arbitrator(s): Jeffrey M. Bain, Karen Yvonne Preston, Stanley Kenneth Evans
Hearing Site: Columbus, OH
| | $469,420 |
| 11-03226 | 11/30/2012 | Claimant(s): Phyllis Culbertson
Claimant Lawyers(s): David P. Meyer
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Jeffrey M. Bain, Vincent S. Mezinko, Michael Angelo Massa
Hearing Site: Columbus, OH
| | $184,995 |
| 12-00916 | 11/26/2012 | Claimant(s): The Huntington Investment Company
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Kevin Stryker
Respondent Lawyers(s): Kevin Alston Stryker
Arbitrator(s): Emily J. Lewis
Hearing Site: Columbus, OH
| | |
| 11-01653 | 10/17/2012 | Claimant(s): Mary R. Brumfield Living Trust, Steven F. Brumfield Living Trust, Steven M. Brumfield Living Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Roger Ruth, MWA Financial Services Inc.
Respondent Lawyers(s): Carlos E. Mustelier, Douglas P. Whipple
Arbitrator(s): Emily J. Lewis, Alex H. Keller, Mary D. Stevenson
Hearing Site: Columbus, OH
| | $600 |
| 12-01757 | 09/06/2012 | Claimant(s): The Huntington Investment Company
Claimant Lawyers(s): Kevin L. Murch
Respondent(s): Douglas Murphy
Respondent Lawyers(s): Douglas Spencer Murphy
Arbitrator(s): Thomas R. Skulina
Hearing Site: Columbus, OH
| | |
| 11-02518 | 09/06/2012 | Claimant(s): Raymond Gaib
Claimant Lawyers(s): Raymond M. Gaib
Respondent(s): Jason Cruciani
Respondent Lawyers(s): Jason Cruciani
Arbitrator(s): Kevin R. McDermott
Hearing Site: Columbus, OH
| | $10,075 |
