| 09-00700 | 08/03/2009 | Claimant(s): Michael Castle
Claimant Lawyers(s): Michael E. Castle
Respondent(s): Charles Huff, Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Jason C. Blackford
Hearing Site: Columbus, OH
|  | $0 |
| 07-03406 | 06/09/2009 | Claimant(s): Gregory Mantor, Ascension Financial Solutions.
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Kenneth Mueller, Heartland Holding Company.
Respondent Lawyers(s): Hunter Durham
Arbitrator(s): James A. Francis, Arnold M. Malech, Sarah R. Cole
Hearing Site: Columbus, OH
| | |
| 08-00824 | 05/22/2009 | Claimant(s): David Yashon
Claimant Lawyers(s): David Yashon
Respondent(s): Brent Markley, Michael O'Dell, A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff, James C. Browning
Arbitrator(s): Jeffrey M. Bain, Charles D. Underwood, Erick R. Zanner
Hearing Site: Columbus, OH
| | $46,000 |
| 08-03522 | 04/14/2009 | Claimant(s): Financial Network Investment Corporation, Homeland Credit Union
Claimant Lawyers(s): John P. Thomas
Respondent(s): Mark Justice, Justice Financial Services., Mark Justice Financial.
Respondent Lawyers(s): James K. Cutright
Arbitrator(s): W. Sean Kelleher, Jo Ann Numbers, Stanley Kenneth Evans
Hearing Site: Columbus, OH
| | |
| 07-02379 | 03/13/2009 | Claimant(s): Chelcy Hershey, Jack Hershey, Pamela Wells, Phyllis Kirk, Raymond Hershey, The Estate of Mildred McCreanor
Claimant Lawyers(s): David P. Meyer
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Jeffrey M. Bain, David C. Young, Jeffrey G. Swartz
Hearing Site: Columbus, OH
| | $109,844 |
| 06-01086 | 10/21/2008 | Claimant(s): Jeffrey Geiger
Claimant Lawyers(s): Christopher R. Pettit
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): W. Sean Kelleher, Larry P. Larsen, Richard R. Edmister
Hearing Site: Columbus, OH
| | |
| 07-02938 | 10/07/2008 | Claimant(s): Antoinette Peltz, Jeffrey Peltz
Claimant Lawyers(s): Geoffrey C. Brown
Respondent(s): Mark Moyer, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Richard W. Gambs, Harlita R. Tomlinson, William Culver
Hearing Site: Columbus, OH
| | $51,400 |
| 08-00207 | 08/08/2008 | Claimant(s): Milton Leeman
Claimant Lawyers(s): W. Scott Turnbull
Respondent(s): George Babyak
Respondent Lawyers(s): Jennie K. Ferguson
Arbitrator(s): Charles D. Underwood, Christy K. Radigan, Matthew Harold Fields
Hearing Site: Columbus, OH
| | Expungement |
| 07-01351 | 02/12/2008 | Claimant(s): Anthony Bosco
Claimant Lawyers(s): Anthony Joseph Bosco
Respondent(s): Nationwide Investment Services Corp.
Respondent Lawyers(s): Natalie T. Furniss
Arbitrator(s): Peter L. Pointer, Harlita R. Tomlinson, Christy K. Radigan
Hearing Site: Columbus, OH
| | |
| 07-01983 | 01/25/2008 | Claimant(s): Michael D. Meyers & Mary C. Meyers
Claimant Lawyers(s): Michael D. Meyers
Respondent(s): Ameriprise Advisor Services., Jay Wireman
Respondent Lawyers(s): Donald P. Wray
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
| | $16,929 |
