| 11-01145 | 10/31/2012 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): Robert Rowe
Respondent Lawyers(s): Glenn S. Gitomer
Arbitrator(s): Henry G. Nothnagel, Jeffrey W. Finke, Robert William Berliner
Hearing Site: Chicago, IL
| | |
| 11-02521 | 09/10/2012 | Claimant(s): Lonnie Evans
Claimant Lawyers(s): David E. Dunham
Respondent(s): Raymond, James & Associates., Richard Funk, Teresa Finney
Respondent Lawyers(s): Scott D. Ellis
Arbitrator(s): Gary D. Danna, Susan Meek, Jeffrey R. Jury
Hearing Site: Houston, TX
| | |
| 11-03142 | 08/15/2012 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Kelly Carney
Respondent Lawyers(s): Richard S. Wayne
Arbitrator(s): Charles D. Underwood
Hearing Site: Cincinnati, OH
| | |
| 11-02791 | 08/09/2012 | Claimant(s): Ann Ballas, Jonathan Nimphie, Stefani de Laville, Ann T. Ballas IRA, Martina A. Nimphie Rev Trust
Claimant Lawyers(s): Garry W. O'Donnell
Respondent(s): Raymond James Financial Services., Raymond, James & Associates.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Richard J. Kaplan, George H. Rausch, Mark I. Roth
Hearing Site: Boca Raton, FL
|  | $0 |
| 10-04885 | 05/24/2012 | Claimant(s): Laurie R. Rubin Inc., The Cole Sirott Goldenburg Cust. Acct., Laurie Rubin Revocable Trust
Claimant Lawyers(s): Lawrence W. Byrne
Respondent(s): Raymond James Financial Services., Raymond, James & Associates., Richard Barnard
Respondent Lawyers(s): Terrance A Bostic
Arbitrator(s): Robert L. Agusto
Hearing Site: Chicago, IL
| | $518,204 |
| 10-05604 | 02/29/2012 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Erin Linehan Reyes
Respondent(s): Barbara Wortley
Respondent Lawyers(s): Robert A. Sweetapple
Arbitrator(s): John E. Sutton, Thomas C. Krumenacker, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $0 |
| 10-05523 | 01/31/2012 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Angelo Carlone
Respondent Lawyers(s): Andrew W. Krevolin
Arbitrator(s): Steven R. Rolnick, Harry N. Mazadoorian, James J. Gadarowski
Hearing Site: Hartford, CT
| | |
| 11-00334 | 01/05/2012 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Anthony Agbay
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): Benjamin A. Kerner, John P. Gouttiere, Patrick A. Guentner
Hearing Site: Detroit, MI
| | |
| 10-05607 | 11/07/2011 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Matthew McGrath
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Richard Charles Hotvedt
Hearing Site: Boca Raton, FL
| | |
| 11-01495 | 10/19/2011 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Donald Glover
Respondent Lawyers(s): Donald Lee Glover
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
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