Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02100 | 12/30/2011 | Claimant(s): Kelly Martinsen Claimant Lawyers(s): Lars K. Soreide Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Ilene Barbara Zatkin-Butler, Joseph F. Kelley, Robert M. Goldstein Hearing Site: New York, NY |  | Expungement |
| 10-01620 | 05/05/2011 | Claimant(s): Donald Eckrod Claimant Lawyers(s): W. Scott Greco Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Peter B. Vaden, Timothy P. Bogan, Christopher M. McMurray Hearing Site: Richmond, VA | | Expungement |
| 10-00243 | 01/28/2011 | Claimant(s): Michael Patnode Claimant Lawyers(s): Robert V. Cornish Respondent(s): Jerry Anderson, E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Linda M. McCoy Hearing Site: San Francisco, CA | | Expungement |
| 10-01366 | 12/10/2010 | Claimant(s): Ulrich Holeschovsky Claimant Lawyers(s): Robert W. Goehring Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Thomas R. Skulina Hearing Site: Pittsburgh, PA | | $21,809 |
| 09-05998 | 12/06/2010 | Claimant(s): Patrick Morris Claimant Lawyers(s): Debra G. Speyer Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Anne H. Orr, Yvette L. Nurse, Scott William Marcus Hearing Site: Atlanta, GA | | $0 |
| 09-03574 | 11/15/2010 | Claimant(s): Larry Garon, Lori Garon Claimant Lawyers(s): Gavin J. Fleming Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Marvin I. Horowitz, Corby A. Kiss, James L. Karpen Hearing Site: Detroit, MI | | $0 |
| 09-06478 | 10/29/2010 | Claimant(s): Gilbert Rosenthal, Gilbert Rosenthal & Lora A. Rosenthal Claimant Lawyers(s): Gilbert Rosenthal Respondent(s): Eric Beachley, E*Trade Securities LLC, Peter Wight Respondent Lawyers(s): John Bersin Arbitrator(s): Edward M. Statland Hearing Site: Washington, DC | | $4,063 |
| 09-01731 | 09/30/2010 | Claimant(s): James Wikert Claimant Lawyers(s): C. Bruce Willis Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Robert L. Yeager Hearing Site: Dallas, TX | ||
| 10-00131 | 09/29/2010 | Claimant(s): Kenda Pardy Claimant Lawyers(s): Kenda K. Pardy Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Daniel R. Formeller Hearing Site: Chicago, IL | | $7,672 |
| 09-04698 | 09/17/2010 | Claimant(s): William Huhn Living Trust Claimant Lawyers(s): William D. Huhn Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | | $0 |