FINRA Awards for Richard J. Fuller

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01111	05/11/2011	Claimant(s): Charles Raney Claimant Lawyers(s): Curtis Carlson Respondent(s): SunTrust Robinson Humphrey. Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): Richard J. Fuller, Greg Knight, Raymond E. Cornelius Hearing Site: Orlando, FL
09-04274	02/28/2011	Claimant(s): Marc Miller Claimant Lawyers(s): George L. Guerra Respondent(s): Edward Jones Respondent Lawyers(s): Jason Haselkorn Arbitrator(s): Richard J. Fuller, Mary T. Hettig, Gerald F. Gude Hearing Site: Tampa, FL
09-02444	04/29/2010	Claimant(s): Jamie Hines Claimant Lawyers(s): Robert Persante Respondent(s): Ronald Giovino, GWN Securities Inc., Tax Shelter America. Respondent Lawyers(s): Bruce W. Barnes, Jonathan B. Butler Arbitrator(s): Richard J. Fuller, Arthur L. Tepper, William H. McCullough Hearing Site: Clearwater, FL
07-02880	12/16/2008	Claimant(s): Michael Cooper Claimant Lawyers(s): Michael Cooper Respondent(s): Michael Shuckerow, Citistreet Advisors LLC Respondent Lawyers(s): James H. McQuade Arbitrator(s): Lewis W. Slaughter, Charles R. Tindell, Richard J. Fuller Hearing Site: Orlando, FL
06-04165	04/28/2008	Claimant(s): Johnnie Lloyd Claimant Lawyers(s): Tarya A. Tribble Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Joseph L. Larrinaga Arbitrator(s): Beverly S. Gordon, Richard J. Fuller, David L. Walby Hearing Site: Tampa, FL