| 18-00670 | 12/03/2018 | Claimant(s): Richard Happle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | |
| 18-00663 | 10/23/2018 | Claimant(s): Leslie Davis, Zachary Davis
Claimant Lawyers(s): Leslie M. Davis, Zachary R. Davis
Respondent(s): Ameriprise Financial Services., Joseph Rowe
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
|  | $15,534 |
| 16-02786 | 10/11/2017 | Claimant(s): Christie Meloan
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | Expungement |
| 13-02749 | 05/22/2015 | Claimant(s): Brenda S. Kinard Trust U/A/D 09-19-2002
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Darryl C. Wilson, John L Mutolo, Joel David Cowart
Hearing Site: Tampa, FL
| | Expungement |
| 13-02961 | 06/30/2014 | Claimant(s): Gerard Rivard
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I Hantman
Arbitrator(s): Darryl C. Wilson, Gerald F. Gude, Donald R. Smith
Hearing Site: Tampa, FL
| | $0 |
| 13-02414 | 04/15/2014 | Claimant(s): Steliana Torres
Claimant Lawyers(s): Steliana Torres
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Steven A. Siegel
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | |
| 11-04257 | 08/02/2013 | Claimant(s): Jim F. Eddins and Janet A. Eddins
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Dennis Makarewicz, First Security Capital Management., First Security Capital Management
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Gordon G. Bowles, Darryl C. Wilson, Thomas F. Icard
Hearing Site: Tampa, FL
| | $0 |
| 11-02369 | 07/12/2013 | Claimant(s): Paula Dumas
Claimant Lawyers(s): Joel Ewusiak
Respondent(s): Gordon Jones, Donald L. Hagan d/b/a Day Hagan
Respondent Lawyers(s): Andrew Clayton
Arbitrator(s): Edith N. Dinneen, Darryl C. Wilson, Keith M. Crouse
Hearing Site: Tampa, FL
| | |
| 11-02175 | 03/18/2013 | Claimant(s): Gary Rucker
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Portera
Arbitrator(s): Valerie J. Hamm, Darryl C. Wilson, Jack A. Helms
Hearing Site: Tampa, FL
| | Expungement |
| 10-01489 | 08/03/2011 | Claimant(s): Ken Skuba, Warren Farms Inc
Claimant Lawyers(s): James Anderson
Respondent(s): Raymond James Financial Services., Robert Walen
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Muriel Desloovere, Pamela S. Townsend, Darryl C. Wilson
Hearing Site: Tampa, FL
| | $0 |
