Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00994 | 09/09/2014 | Claimant(s): Ronald Schanck Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Sam Antar Hearing Site: Newark, NJ |  | $0 |
| 13-02252 | 08/15/2014 | Claimant(s): Mary Daras Claimant Lawyers(s): Lars K. Soreide Respondent(s): Edward Murphy Respondent Lawyers(s): Michael T. Murphy Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | | $86,000 |
| 12-01869 | 08/05/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Harry D. Frisch Respondent(s): Keith Sequeira Respondent Lawyers(s): Keith Patrick Sequeira Arbitrator(s): Thomas J. Hanrahan, Sam Antar, Bryan David Glass Hearing Site: Newark, NJ | ||
| 13-03027 | 06/17/2014 | Claimant(s): Albert Hoeflich, Edward Hoeflich, Eric Hoeflich, REB I Claimant Lawyers(s): Daniel A. Bakondi, Robert L. Gonser Respondent(s): Joral Schmalle, Sigma Financial Corporation Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Susan Sangillo Bellifemine, Sam Antar, Sirena Terr Hearing Site: Newark, NJ | | Dismissed by Rule 12206 |
| 12-03128 | 11/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Harry D. Frisch Respondent(s): Richard Going Respondent Lawyers(s): Richard L. Going Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | ||
| 11-01330 | 07/01/2013 | Claimant(s): Nifly, LLP Claimant Lawyers(s): Seth E. Lipner Respondent(s): J.P. Morgan Securities Inc. Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Sam Antar, Ellyn S. Roth, Dolores D. Balsamo Hearing Site: New York, NY | | $55,000 |
| 11-03985 | 05/21/2013 | Claimant(s): Robert Ceresa Claimant Lawyers(s): David S. Richan Respondent(s): Calvin Grigsby, Jerry Liang, Grigsby & Associates. Respondent Lawyers(s): Regina L. Darby Arbitrator(s): Anne Wickham Boyle, Sam Antar, Jerome M Shafer Hearing Site: New York, NY | ||
| 12-01803 | 05/17/2013 | Claimant(s): Douglas Cornett Claimant Lawyers(s): Jonathan Sack Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Sam Antar, Betty Chen, John K. Evans Hearing Site: New York, NY | ||
| 12-01719 | 03/04/2013 | Claimant(s): Penson Financial Services. Claimant Lawyers(s): Mark Cuccaro Respondent(s): Gerald Gregor Respondent Lawyers(s): Gerald J. Gregor Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | | $0 |
| 10-01441 | 02/13/2013 | Claimant(s): Joseph Vaccaro Claimant Lawyers(s): Ruthann G. Niosi Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Sam Antar, Arthur H. Sobel, Lester Scott Garfinkel Hearing Site: New York, NY |