| 20-03199 | 05/14/2021 | Claimant(s): Anthony Scaglione
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 20-02655 | 05/06/2021 | Claimant(s): Everett Weinberger
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Jay Alan Kranis
Hearing Site: New York, NY
| | |
| 20-03187 | 04/29/2021 | Claimant(s): Christopher Walker
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): C. Sumpter Logan
Hearing Site: Kansas City, MO
| | |
| 20-02981 | 04/20/2021 | Claimant(s): Lawrence Cane
Claimant Lawyers(s): Frances Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | |
| 20-03166 | 04/16/2021 | Claimant(s): Sharon Paul
Claimant Lawyers(s): Amy B. Bard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | |
| 13-03608 | 02/02/2016 | Claimant(s): James Anglim
Claimant Lawyers(s): Sandra P. Lahens
Respondent(s): The Vertical Group
Respondent Lawyers(s): John Murphy
Arbitrator(s): Joseph N. Stineman, Anthony Dennis Perri, Patricia A. DeWitt
Hearing Site: New York, NY
| | |
| 09-05843 | 05/02/2013 | Claimant(s): Beatrice Pigno, Carolyn Andre, Chia Liu, Chu Mein, Clifton Dufour, Cody Milton, David Stelly, Dolores Perry, Eric Pace, George Quartano, Gerald Perry, Jean Tsai, John Murphy, John Templet, Jung Lo, Lisa Dufour, Lola Stelly, Loleta Soloman, Marc Stelly, Pat Milton, et al
Claimant Lawyers(s): Lance C. McCardle, W. Andrew Clayton
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Clayton J. Borne, Brian P. Jakes, Richard J. Clement
Hearing Site: New Orleans, LA
|  | Expungement |
| 10-02971 | 03/30/2012 | Claimant(s): John Murphy
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Camille Besold, David M. Levine, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
| | $250,000 |
