| 10-00547 | 02/23/2012 | Claimant(s): Pamela Wolf
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): Luis Marino, Steven Goldfarb
Respondent Lawyers(s): Jonathan Sack, Robert M. Van De Veire
Arbitrator(s): William A. Hohauser, John J. Vesey, Gregory J. Getz
Hearing Site: New York, NY
|  | $0 |
| 09-06573 | 10/26/2011 | Claimant(s): Robert Goldenberg
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Douglas Castro, Charles Schwab & Co..
Respondent Lawyers(s): Dan Rabinovitz
Arbitrator(s): Diane Getzler, Stephen M. Gross, Gregory J. Getz
Hearing Site: New York, NY
| | Expungement |
| 09-04785 | 07/09/2010 | Claimant(s): Daniel Klein
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Susan C. Lushing, Joseph D. Cosgrove, Gregory J. Getz
Hearing Site: New York, NY
| | |
| 08-04965 | 03/02/2010 | Claimant(s): George Rioseco
Claimant Lawyers(s): Peter D. St. Phillip
Respondent(s): Daniel Lofrese, John Gabelli, Gabelli & Company., Gamco Investors.
Respondent Lawyers(s): Charles J. Moxley, Jr., Joseph A. Sack
Arbitrator(s): James J. Fishman, Robert E. Holley, Gregory J. Getz
Hearing Site: New York, NY
| | $0 |
| 07-03220 | 11/25/2008 | Claimant(s): Janet Drantch
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Michael Talley, Ladenburg Thalmann & Co. Inc.
Respondent Lawyers(s): Joseph Giovanniello
Arbitrator(s): Daniel B. Berkson, Richard W. Cutler, Gregory J. Getz
Hearing Site: New York, NY
| | $9,998 |
