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FINRA Awards for Charles J. Moxley

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0496503/02/2010Claimant(s): George Rioseco
Claimant Lawyers(s): Peter D. St. Phillip
Respondent(s): Daniel Lofrese, John Gabelli, Gabelli & Company., Gamco Investors.
Respondent Lawyers(s): Charles J. Moxley, Jr., Joseph A. Sack
Arbitrator(s): James J. Fishman, Robert E. Holley, Gregory J. Getz
Hearing Site: New York, NY
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