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FINRA Awards for Citizens Securities.

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Displaying 11-20 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0072611/25/2020Claimant(s): Russell Strickler
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
20-0160111/06/2020Claimant(s): Jennifer Lattanzio
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Chase Investment Services Corp., Citizens Securities.
Respondent Lawyers(s): Adam R. Bennett, Brenna Anatone Force
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Cleveland, OH
19-0166410/30/2019Claimant(s): Citizens Securities.
Claimant Lawyers(s): Brenna A. Force
Respondent(s): Ronny Acluche
Respondent Lawyers(s): Ronny Acluche
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
18-0210310/11/2019Claimant(s): Lester Hardley
Claimant Lawyers(s): Lester Efrem Hardley
Respondent(s): Nicholas Mingone, Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
19-0061807/05/2019Claimant(s): Citizens Securities.
Claimant Lawyers(s): Stuart D. Roberts
Respondent(s): Nelson Amparo
Respondent Lawyers(s): Nelson Alejandro Amparo
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Providence, RI
18-0267106/04/2019Claimant(s): James Saltzburg
Claimant Lawyers(s): Jean H. Bickhart
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
17-0136204/05/2019Claimant(s): Citizens Securities.
Claimant Lawyers(s): John K Wells
Respondent(s): Bruce Cooke
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Doris J. Dabrowski, Jerry G. Kos, Richard D. Mellinger
Hearing Site: Philadelphia, PA
18-0147301/24/2019Claimant(s): Matthew Brodman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Jim Geiger
Hearing Site: Pittsburgh, PA
16-0367503/29/2018Claimant(s): Stephen Nichols
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Michael Pastore
Arbitrator(s): John F. Burns, Mark A. Cleland, Lee Hornberger
Hearing Site: Detroit, MI
16-0059707/13/2017Claimant(s): Francis Aiello
Claimant Lawyers(s): Stuart D. Meissner
Respondent(s): Citizens Securities.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): David M. Panko, Jay H. Feldstein, Miles David Braverman
Hearing Site: Pittsburgh, PA

23 Results

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