09-07227 | 07/16/2012 | Claimant(s): Carlos Oubina, Fernando Granda, Graciela de Martinez, Hector Lestard, Jorge Besser, Jose Ganem, Juan Navarro Floria, Miguel Martinez, Norma Arauz de Pereiro, Patricia de Castro, Gladbrook Investments Ltd., Sandhill Overseas Ltd., Westbrook Business Corp., S.A. Claimant Lawyers(s): Jeffrey L. Cox Respondent(s): EFG Capital International Corp. Respondent Lawyers(s): Ivan P. Harris Arbitrator(s): Monroe Mitchel, Suzanne E. Mowry, Marie G. Peterson Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
09-01814 | 05/21/2012 | Claimant(s): Enrique Pascual Claimant Lawyers(s): Jose Antonio Pagan Respondent(s): Santander Securities Corp of PR Respondent Lawyers(s): Heidi L. Rodriguez Benitez Arbitrator(s): Monroe Mitchel, Francisco E. San Miguel, Rex D.K. Seymour Hearing Site: San Juan, PR
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10-03174 | 03/15/2012 | Claimant(s): Osvaldo De Leon & Stephanie Lebron Ricci Claimant Lawyers(s): Harold D. Vicente-Colon Respondent(s): Adin Rodriguez, BBVA Securities of Puerto Rico. Respondent Lawyers(s): Jose Alberto Sosa Llorens Arbitrator(s): Joseph J. Slotnik, Monroe Mitchel, Abigail Falcon-Rosa Hearing Site: San Juan, PR
| | $795,000 |
11-01523 | 11/17/2011 | Claimant(s): Michael Williamson Claimant Lawyers(s): A. Andrew OBeidy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Monroe Mitchel, Robert K. Ruskin, Howard L. Conklin Hearing Site: Ft. Lauderdale, FL
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09-05639 | 09/28/2011 | Claimant(s): Ernst Mahler Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Monroe Mitchel, Ralph H. Emer, Stuart Harvey Ziegler Hearing Site: Boca Raton, FL
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11-01196 | 09/14/2011 | Claimant(s): UBS Financial Services Inc., UBS Financial Services Inc of Puerto Ric Claimant Lawyers(s): Eileen O'Connell Arcuri, Megan A. Smith Respondent(s): Carmen Sanchez Respondent Lawyers(s): Carmen Sanchez Arbitrator(s): Monroe Mitchel Hearing Site: San Juan, PR
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08-04466 | 02/07/2011 | Claimant(s): D. Berghorst, Berghorst Snowbird LLC, Berghorst 98 Dynastic Tr/D Berghorst TTE Claimant Lawyers(s): Andrew J. Melnick Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments LLC Respondent Lawyers(s): Alex J. Sabo, Richard C. Szuch Arbitrator(s): Guy K. Stewart, Monroe Mitchel, Mark Sidell, Eugene Michael Kennedy, John B. Sochacki, Alfred L. Simon Hearing Site: Boca Raton, FL
| | $2,000,000 |
08-02620 | 02/01/2010 | Claimant(s): The Richard Ritchie Trust, The Roberta Ritchie Trust Claimant Lawyers(s): Marc S. Dobin Respondent(s): Keith Pagan, Dakota Securities International. Respondent Lawyers(s): Bruce Zipper, President, Paul A. Alsdorf Arbitrator(s): Monroe Mitchel, John H. Claudy, Paul Chernis Hearing Site: Charlotte, NC
| | Expungement |
08-04636 | 12/03/2009 | Claimant(s): STG Realty Corp. Claimant Lawyers(s): David A. Weintraub Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Terrance Bostic Arbitrator(s): Guy K. Stewart, Monroe Mitchel, Susan M. Dunning Hearing Site: Boca Raton, FL
| | $0 |
09-00912 | 10/22/2009 | Claimant(s): BBVA Securities of Puerto Rico. Claimant Lawyers(s): Sonia Marbarak Respondent(s): Ramon Cantero-Frau Respondent Lawyers(s): Alexis Fuentes-Hernandez Arbitrator(s): Monroe Mitchel Hearing Site: San Juan, PR
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