| 16-00385 | 02/15/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Thomas Dilello
Respondent Lawyers(s): Thomas Michael Dilello
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | |
| 16-00122 | 12/01/2016 | Claimant(s): Wesley Whitten
Claimant Lawyers(s): Wesley W. Whitten
Respondent(s): Metlife Securities Inc.
Respondent Lawyers(s): Christina Meddin
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
| | |
| 15-03049 | 11/08/2016 | Claimant(s): Eric Jansson
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Patricia Gunn, Maurice M. Feller, Sydney E. Blum
Hearing Site: Tampa, FL
| | |
| 14-03202 | 01/21/2016 | Claimant(s): Glenda McCarty, Harlan McCarty
Claimant Lawyers(s): Randall C. Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
|  | Expungement |
| 15-00763 | 12/10/2015 | Claimant(s): Halen Capital
Claimant Lawyers(s): Peter J. Aldrich
Respondent(s): Christopher Gimblet
Respondent Lawyers(s): Christopher John Gimblet
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | |
| 13-02527 | 01/29/2015 | Claimant(s): Arthur Caporale
Claimant Lawyers(s): Nancy L. Cavey
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Maurice M. Feller, Pamela S. Townsend, Alfred Brunette
Hearing Site: Tampa, FL
| | |
| 11-02615 | 04/10/2014 | Claimant(s): Richard Fusari
Claimant Lawyers(s): Richard Fusari
Respondent(s): Advanced Equities., First Allied Securities.
Respondent Lawyers(s): Peter B. King, Robert Cross
Arbitrator(s): William H. Fleece, Deborah J. Powell, Maurice M. Feller
Hearing Site: Tampa, FL
| | |
| 13-00599 | 02/18/2014 | Claimant(s): Jeff Hogan IRA
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Thinkorswim
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): William H. Fleece, Maurice M. Feller, Teresa Joan Rooney
Hearing Site: Tampa, FL
| | $14,852 |
| 11-04129 | 08/21/2013 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey Compton
Respondent(s): Patrick Bray
Respondent Lawyers(s): W. Nerlon Kirkland
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | |
| 10-03553 | 06/21/2012 | Claimant(s): Donald Casey, Josephine Casey
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Donald R. Ormrod, Maurice M. Feller, Alfred Brunette
Hearing Site: Tampa, FL
| | Expungement |
