| 17-01946 | 03/26/2018 | Claimant(s): Michael Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., Securities Service Network.
Respondent Lawyers(s): Robert M. Rudnicki, Ronald T. Klimas
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | |
| 16-02653 | 02/28/2018 | Claimant(s): Elaine Sommer, Richard Sommer, Elaine and Richard Sommer Joint Account, Elaine Sommer Revocable Trust, Richard Sommer Trust U/A DTD 1/13/95
Claimant Lawyers(s): Robert C. Harris
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Joseph Benalt, Donald Theodore Ryce, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
|  | Expungement |
| 16-03225 | 11/22/2017 | Claimant(s): Jonathan Friedman
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02573 | 11/20/2017 | Claimant(s): Cheryl Coble
Claimant Lawyers(s): Robert K. Michael
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | |
| 16-02519 | 11/01/2017 | Claimant(s): Jerry and Sandra Staub
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Fredric R. Dichter, Donald Theodore Ryce, Sara Elizabeth Hanley
Hearing Site: Boca Raton, FL
| | $432,823 |
| 15-03318 | 08/29/2017 | Claimant(s): Thomas Moran
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Bruce K. Isenberg, Donald Theodore Ryce, Jay Eng
Hearing Site: Boca Raton, FL
| | |
| 16-00902 | 08/28/2017 | Claimant(s): Thomas E. Krause
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Steven N. Ainbinder, Donald Theodore Ryce, Andrew David Kahng
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00712 | 06/09/2017 | Claimant(s): Susan Wilson
Claimant Lawyers(s): Jason Haselkorn
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Carl Shechter, Donald Theodore Ryce, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | $0 |
| 15-03463 | 06/05/2017 | Claimant(s): Paul Blum
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Robert J. Buchner, Donald Theodore Ryce, Justin M. Moore
Hearing Site: Boca Raton, FL
| | |
| 14-03228 | 12/22/2016 | Claimant(s): William Dudziak, Nicole Dudziak, Paige Dudziak, Zach Dudziak, Emily Elizabeth McClintock Trust, William Edwin Dudziak Trust
Claimant Lawyers(s): Jeffrey Sonn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tim Atkins
Arbitrator(s): Edward R. Niederriter, Donald Theodore Ryce, Philip L. Manczak
Hearing Site: Boca Raton, FL
| | Expungement |
