| 09-00314 | 04/29/2010 | Claimant(s): Michelle Iafrate, Robert Iafrate, RJ and MD Iafrate Family Trust
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Wachovia Securities, Robert Wolter
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Ronald O. Bub, Joseph T. Donnantuoni, Michael D. Briggs
Hearing Site: San Diego, CA
|  | $17,534 |
| 09-04006 | 04/29/2010 | Claimant(s): Betty Alden, Christine Garza, Cruz Chavez, Flavio Alarcon, Jennifer Beaver, Joe Paulson, Keith Beatty, Virginia Alarcon
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Fredrick A. Rafeedie
Arbitrator(s): David J. Anderson, Robert S. Fash, Seymour Schoen
Hearing Site: Los Angeles, CA
| | $0 |
| 08-01981 | 04/27/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Timothy Williams
Respondent Lawyers(s): Denise Smith Cline
Arbitrator(s): Lewis H. Kairys, John D. Robb, Jeffrey G. Swartz
Hearing Site: Raleigh, NC
| | |
| 08-02931 | 04/27/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Rumy Lopez
Respondent Lawyers(s): Gregory J. Sherwin
Arbitrator(s): David Maurer, Carol Jeanne Medof, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
| | |
| 09-01743 | 04/23/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Alan Corliss
Respondent Lawyers(s): Jeffrey K. Peck
Arbitrator(s): James J. Moylan
Hearing Site: Denver, CO
| | |
| 09-03036 | 04/21/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): John Pascale
Respondent Lawyers(s): John Richard Pascale
Arbitrator(s): Ronald H. Walton
Hearing Site: Orlando, FL
| | |
| 09-05655 | 04/16/2010 | Claimant(s): Jean Dalisa
Claimant Lawyers(s): Paul T. Vink
Respondent(s): Arlene Quaranta, Wachovia Securities
Respondent Lawyers(s): Joseph F. Generelli, Roland T. Koke
Arbitrator(s): Eric P. Nachman, Lincoln W. Craighead, Bernard J. McGuire
Hearing Site: New York, NY
| | $0 |
| 09-02732 | 04/15/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Wesley Long
Respondent Lawyers(s): Wesley G. Long
Arbitrator(s): George F. Longino
Hearing Site: Dallas, TX
| | |
| 07-01706 | 04/13/2010 | Claimant(s): Augusto Andrade, Maria Andrade
Claimant Lawyers(s): Megan M. McMillin
Respondent(s): Wachovia Securities, Michael Ewanouski
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Peter L. Curry, John H. Henn, Nancy E. Watters
Hearing Site: Boston, MA
| | $18,384 |
| 09-03773 | 03/31/2010 | Claimant(s): Dora McIlhenny Trust
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Greg S. Como
Arbitrator(s): Robert S. McConnell, Gary L. Freeman, Brian W. Yee
Hearing Site: Phoenix, AZ
| | $91,129 |
