| 20-02608 | 11/17/2021 | Claimant(s): Jeremy Dicker
Claimant Lawyers(s): David Harrison
Respondent(s): MML Investors Services
Respondent Lawyers(s): Elliott J. Stein
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
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| 21-00642 | 08/25/2021 | Claimant(s): Adam Way
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Hazel E. Hanley
Hearing Site: Denver, CO
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| 20-02844 | 07/22/2021 | Claimant(s): Victor Iannelli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 20-03241 | 03/23/2021 | Claimant(s): Stephen Wingard
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 20-02136 | 02/03/2021 | Claimant(s): Brian Kasteler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Suanne M. Parro
Hearing Site: Salt Lake City, UT
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| 20-01069 | 01/21/2021 | Claimant(s): Brian Brennan
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): MML Investors Services
Respondent Lawyers(s): Elliott J. Stein
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
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| 20-01238 | 12/22/2020 | Claimant(s): Robert Langan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
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| 18-02854 | 11/25/2020 | Claimant(s): Timothy Bussey, Bussey Law Firm, P.C., Bussey Law Firm 401K Profit Sharing Pla
Claimant Lawyers(s): James R. Miller
Respondent(s): Danny Holladay, Ian Ahrendsen, Michael Clark, MML Investors Services, Llc
Respondent Lawyers(s): Derek C. Anderson, Julie E. Ravis, Michael H. Clark
Arbitrator(s): Steven Meyrich, Thomas R. Bromberg, Andrew Barton
Hearing Site: Denver, CO
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| 19-03405 | 07/22/2020 | Claimant(s): Casey Craig
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research., MML Investors Services
Respondent Lawyers(s): Richard H. Kuhlman, William P. Thornton
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
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| 19-02072 | 06/10/2020 | Claimant(s): Justin Podbielski, Xochil Rivera
Claimant Lawyers(s): Marc T. Miller
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Dale S. Cronnell, Samuel H. Chorches, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
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