Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02679 | 06/11/2021 | Claimant(s): Susan Moore Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Frances Johnson Wright Hearing Site: Birmingham, AL | ||
| 21-00099 | 05/17/2021 | Claimant(s): Sanjay Chandra Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Tpeg Securities Respondent Lawyers(s): Daniel S. Meader, Executive Rep. Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-02842 | 05/07/2021 | Claimant(s): David Nethery Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-02967 | 04/06/2021 | Claimant(s): James Young Claimant Lawyers(s): Robert Moses Respondent(s): Hightower Securities Respondent Lawyers(s): Meghan E. Flinn Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 20-01372 | 11/16/2020 | Claimant(s): James Stanford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-00438 | 11/10/2020 | Claimant(s): Walter Stucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-00972 | 10/21/2020 | Claimant(s): Lawrence Finch Claimant Lawyers(s): Frances Menzer Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 20-00688 | 10/19/2020 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 20-00542 | 10/01/2020 | Claimant(s): Jeffrey Dobyns Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen,Deputy General Counsel Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-00362 | 09/17/2020 | Claimant(s): Scott Arrasmith Claimant Lawyers(s): Frances Menzer Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO |