| 23-00730 | 12/15/2023 | Claimant(s): Preston Rosamond
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): William Cavalier, William L. Cravens, John Gary Langford
Hearing Site: Dallas, TX
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| 23-00411 | 12/14/2023 | Claimant(s): Clovis Morrison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan A. Gless
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 23-01128 | 12/13/2023 | Claimant(s): Mark Durham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kidder, Peabody & Co.orporated, UBS Financial Services Inc.
Respondent Lawyers(s): Corporate Office, John Murphy Esq.
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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| 23-01694 | 12/07/2023 | Claimant(s): Russell Samples
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
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| 22-02907 | 11/30/2023 | Claimant(s): Shailesh Negandhi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John B. Clark
Arbitrator(s): Ross B. Russell
Hearing Site: Dallas, TX
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| 22-01778 | 11/17/2023 | Claimant(s): Virginia Gatlin, V. Gatlin, Ind. Exec. Glen Gatlin Estate
Claimant Lawyers(s): William L. Kirkman
Respondent(s): Glen Gatlin, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David M. Pyke, Ellen Sessions
Arbitrator(s): Dineo Coleman Gary, Michael Wayne Johnston, Juanita Harris
Hearing Site: Dallas, TX
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| 22-00677 | 11/10/2023 | Claimant(s): Robert Hamilton, Robert J. Hamilton IRA
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Louis J. Weber, Karen Roberts Washington, Joseph A. Vicario
Hearing Site: Dallas, TX
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| 23-00667 | 11/01/2023 | Claimant(s): Douglas Wall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
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| 22-02011 | 10/24/2023 | Claimant(s): Qwikt Global Securities LLC
Claimant Lawyers(s): Robert Maguire
Respondent(s): Apex Clearing Corporation
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Rosemary Rachael, Michele N. O'Brien, Mary O'Connor
Hearing Site: Dallas, TX
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| 22-02920 | 10/20/2023 | Claimant(s): Shailesh Negandhi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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