Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-03194 | 11/14/2016 | Claimant(s): Kevin Gross Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert L. Yeager, James C. Allums, Jay M. Vogelson Hearing Site: Dallas, TX |  | Expungement |
| 14-03139 | 11/11/2016 | Claimant(s): Cynthia Freeman, Ronald Freeman Claimant Lawyers(s): Timothy Feil Respondent(s): Olori Hamilton Respondent Lawyers(s): Olori Dennis Hamilton Arbitrator(s): Robert L. Chisolm Hearing Site: Dallas, TX | | $356,300 |
| 16-01611 | 10/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Gregory B. Simon Respondent(s): Jared Kennedy Respondent Lawyers(s): Jared Daniel Kennedy Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 15-02950 | 10/07/2016 | Claimant(s): Timothy Lovick Claimant Lawyers(s): Timothy John Lovick Respondent(s): TIAA-CREF Individual & Institutional Svs Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Robert R. Nursey, Donna Ross Philip, Mary Lee Scott Hearing Site: Dallas, TX | ||
| 16-01281 | 10/06/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michael F. Braun Respondent(s): Robert Kuhn Respondent Lawyers(s): Robert M. Kuhn Arbitrator(s): Hearing Site: Dallas, TX | ||
| 15-01033 | 09/21/2016 | Claimant(s): Kent Hale, Kent Hale IRA Claimant Lawyers(s): H. Grady Terrill Respondent(s): Robert Yasnis, Buckman, Buckman & Reid. Respondent Lawyers(s): Lawrence R. Gelber, Michael D. Handelsman Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | | $0 |
| 16-01374 | 09/14/2016 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Paul A. Saso Respondent(s): Philip Mabry Respondent Lawyers(s): Philip Harold Mabry Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 15-02214 | 08/30/2016 | Claimant(s): Darra Munn Claimant Lawyers(s): Michael D. Mosher Respondent(s): Wells Fargo Advisors, Dana Napier Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Hearing Site: Dallas, TX | | $0 |
| 15-02271 | 08/16/2016 | Claimant(s): Todd Storaska Claimant Lawyers(s): Robert M. Thornton Respondent(s): LPL Financial LLC, Mark Durham Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Daniel A. Kile, James W. Kerr, Wanda Martinez Hearing Site: Dallas, TX | ||
| 14-00381 | 08/04/2016 | Claimant(s): Joel Marius Claimant Lawyers(s): W. D. Masterson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX |